| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Spruce Investment Advisors LLC | 681,612 | 12,276,000 | 55.15% | ||
| 2 | Karpus Management, Inc. | 406,273 | 7,317,000 | 32.87% | ||
| 3 | HOLLENCREST CAPITAL MANAGEMENT | 65,553 | 1,181,000 | 5.31% | ||
| 4 | ROTHSCHILD INVESTMENT LLC /IL | 36,367 | 655,000 | 2.94% | ||
| 5 | MONTAG A & ASSOCIATES INC | 17,467 | 315,000 | 1.42% | ||
| 6 | CITY NATIONAL BANK | 16,249 | 293,000 | 1.32% | ||
| 7 | Aris Wealth Services, Inc. | 11,311 | 204,000 | 0.92% | ||
| 8 | JAMES INVESTMENT RESEARCH, INC. | 1,000 | 18,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
