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CITIZENS FINL GROUP INC
CITIZENS FINL GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 469 Institutional holders with a total value of $12,073,252,802.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Orion Porfolio Solutions, LLC 19 0 0.00%
2 WFG Advisors, LP 9 0 0.00%
3 Glassman Wealth Services 18 0 0.00%
4 WEALTHCARE ADVISORY PARTNERS LLC 3 0 0.00%
5 INTEGRATED WEALTH MANAGEMENT 1 0 0.00%
6 CapWealth Advisors, LLC 19 0 0.00%
7 WASHINGTON TRUST BANK 24 1,000 0.00%
8 DELPHI PRIVATE ADVISORS LLC 56 1,000 0.00%
9 Tarbox Family Office, Inc. 25 1,000 0.00%
10 HERNDON CAPITAL MANAGEMENT LLC 49 1,000 0.00%
11 Winslow, Evans & Crocker, Inc. 80 1,978 0.00%
12 ENTERPRISE FINANCIAL SERVICES CORP 75 2,000 0.00%
13 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 123 3,000 0.00%
14 Evercore Wealth Management, LLC 150 4,000 0.00%
15 FIRST INTERSTATE BANK 142 4,000 0.00%
16 Parkside Financial Bank & Trust 165 4,000 0.00%
17 Gemmer Asset Management LLC 190 5,000 0.00%
18 ZIONS BANCORPORATION 225 5,000 0.00%
19 Winfield Associates, Inc. 184 5,000 0.00%
20 Plante Moran Financial Advisors, LLC 255 6,000 0.00%
21 VERSANT CAPITAL MANAGEMENT, INC 255 6,000 0.00%
22 Vigilant Capital Management, LLC 288 7,000 0.00%
23 MUFG Americas Holdings Corp 325 8,000 0.00%
24 QUADRANT CAPITAL GROUP LLC 424 8,000 0.00%
25 First Personal Financial Services 320 8,000 0.00%
26 BALENTINE LLC 380 9,000 0.00%
27 SMITH ASSET MANAGEMENT GROUP LP 430 11,000 0.00%
28 Tower Research Capital LLC (TRC) 470 12,000 0.00%
29 LEBENTHAL ASSET MANAGEMENT, LLC 676 17,000 0.00%
30 HUNTINGTON NATIONAL BANK 690 17,000 0.00%
31 PENSERRA CAPITAL MANAGEMENT LLC 725 17,000 0.00%
32 CUTLER GROUP LLC / CA 131,900 18,000 0.00% Put
33 SIGNATUREFD, LLC 766 19,000 0.00%
34 JNBA Financial Advisors 766 19,000 0.00%
35 WEALTHPLAN PARTNERS, LLC 894 22,322 0.00%
36 CWM, LLC 970 24,000 0.00%
37 Financial Architects, Inc 967 24,000 0.00%
38 Cornerstone Advisors, Inc. 984 24,000 0.00%
39 NISA INVESTMENT ADVISORS, LLC 1,100 27,000 0.00%
40 MEEDER ASSET MANAGEMENT INC 1,198 30,000 0.00%
41 Edinburgh Partners Ltd 1,262 31,000 0.00%
42 MSI Financial Services Inc 1,247 31,000 0.00%
43 BENJAMIN F. EDWARDS & COMPANY, INC. 1,463 36,000 0.00%
44 Shinko Asset Management Co., Ltd. 1,474 36,000 0.00%
45 PRELUDE CAPITAL MANAGEMENT, LLC 1,465 36,000 0.00%
46 THOMPSON DAVIS & CO., INC. 1,670 41,000 0.00%
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,699 42,000 0.00%
48 CUTLER GROUP LLC / CA 56,500 46,000 0.00% Call
49 IFP ADVISORS, INC 1,899 47,000 0.00%
50 GUARDIAN LIFE INSURANCE CO OF AMERICA 1,979 49,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.