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LAKES ENTERTAINMEN
LAKES ENTERTAINMEN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 34 Institutional holders with a total value of $13,577,150.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nantahala Capital Management, LLC 373,937 3,115,000 22.94%
2 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 324,491 2,703,000 19.91%
3 VANGUARD GROUP INC 229,045 1,908,000 14.05%
4 RAYMOND JAMES & ASSOCIATES 100,581 838,000 6.17%
5 RUSSELL FRANK CO/ 96,300 802,000 5.91%
6 BRIDGEWAY CAPITAL MANAGEMENT, LLC 88,550 738,000 5.44%
7 RENAISSANCE TECHNOLOGIES LLC 50,900 424,000 3.12%
8 NORTHERN TRUST CORP 48,132 400,000 2.95%
9 GABELLI FUNDS LLC 42,500 354,000 2.61%
10 GEODE CAPITAL MANAGEMENT, LLC 37,011 308,000 2.27%
11 GAMCO INVESTORS, INC. ET AL 32,500 271,000 2.00%
12 BlackRock Fund Advisors 31,877 266,000 1.96%
13 Municipal Employees' Retirement System of Michigan 29,700 247,000 1.82%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 29,550 246,000 1.81%
15 Invesco Ltd. 25,308 211,000 1.55%
16 PERKINS CAPITAL MANAGEMENT INC 20,500 171,000 1.26%
17 FIRST MANHATTAN CO. LLC. 17,500 145,000 1.07%
18 Bank of New York Mellon Corp 15,009 125,000 0.92%
19 Teton Advisors, Inc. 10,000 83,000 0.61%
20 Brandywine Global Investment Management, LLC 7,670 64,000 0.47%
21 WELLS FARGO & COMPANY/MN 6,000 50,000 0.37%
22 PRELUDE CAPITAL MANAGEMENT, LLC 4,449 37,000 0.27%
23 ROYAL BANK OF CANADA 3,000 25,000 0.18%
24 BANK OF AMERICA CORP /DE/ 1,952 16,000 0.12%
25 BlackRock Investment Management, LLC 1,581 13,000 0.10%
26 CITIGROUP INC 669 6,000 0.04%
27 Tower Research Capital LLC (TRC) 400 3,000 0.02%
28 Creative Planning 387 3,000 0.02%
29 NEW ENGLAND SECURITIES CORP /MA/ 250 2,000 0.01%
30 Ground Swell Capital, LLC 200 2,000 0.01%
31 MORGAN STANLEY 173 1,000 0.01%
32 AMERICAN INTERNATIONAL GROUP, INC. 18 150 0.00%
33 UBS AG 58 0 0.00%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 37 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.