| # | % | |||||
|---|---|---|---|---|---|---|
| 401 | CWM, LLC | 70 | 9,000 | 0.00% | ||
| 402 | Daiwa SB Investments Ltd. | 60 | 8,000 | 0.00% | ||
| 403 | CITIZENS FINANCIAL GROUP INC/DE | 55 | 7,000 | 0.00% | ||
| 404 | NewEdge Advisors, LLC | 52 | 6,768 | 0.00% | ||
| 405 | AGF INVESTMENTS LLC | 43 | 6,000 | 0.00% | ||
| 406 | PEOPLES FINANCIAL SERVICES CORP. | 43 | 6,000 | 0.00% | ||
| 407 | Financial Architects, Inc | 39 | 5,000 | 0.00% | ||
| 408 | HOWE & RUSLING INC | 38 | 5,000 | 0.00% | ||
| 409 | BALENTINE LLC | 30 | 4,000 | 0.00% | ||
| 410 | Archford Capital Strategies, LLC | 31 | 4,000 | 0.00% | ||
| 411 | INR ADVISORY SERVICES LLC | 25 | 3,000 | 0.00% | ||
| 412 | QUADRANT CAPITAL GROUP LLC | 24 | 3,000 | 0.00% | ||
| 413 | WATERMARK ASSET MANAGEMENT, INC. | 12 | 2,000 | 0.00% | ||
| 414 | Advisory Services Network, LLC | 16 | 2,000 | 0.00% | ||
| 415 | Vantage Investment Advisors, LLC | 16 | 2,000 | 0.00% | ||
| 416 | NEXT Financial Group, Inc | 18 | 2,000 | 0.00% | ||
| 417 | TCI Wealth Advisors, Inc. | 12 | 2,000 | 0.00% | ||
| 418 | ZIONS BANCORPORATION | 9 | 1,000 | 0.00% | ||
| 419 | Winfield Associates, Inc. | 5 | 1,000 | 0.00% | ||
| 420 | Point72 Hong Kong Ltd | 9 | 1,000 | 0.00% | ||
| 421 | PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC | 10 | 1,000 | 0.00% | ||
| 422 | CUTLER GROUP LLC / CA | 300 | 0 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.