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NORDIC AMERICAN TANKERS LIMI
NORDIC AMERICAN TANKERS LIMI. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 133 Institutional holders with a total value of $236,432,521.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Commonwealth Equity Services, Inc 13,123 104,000 0.04%
102 Janney Montgomery Scott LLC 12,050 95,798 0.04%
103 Parallax Volatility Advisers, L.P. 11,700 94,000 0.04% Call
104 Walleye Trading LLC 11,823 94,000 0.04%
105 Rotella Capital Management, Inc. 11,600 92,000 0.04%
106 Quantbot Technologies LP 10,695 85,000 0.04%
107 AZZAD ASSET MANAGEMENT INC /ADV 10,200 81,090 0.03%
108 SG Americas Securities, LLC 10,148 81,000 0.03%
109 SFMG, LLC 10,000 80,000 0.03%
110 WFG Advisors, LP 9,973 79,000 0.03%
111 SUMMIT SECURITIES GROUP LLC 9,100 72,000 0.03%
112 SEI TRUST CO 8,581 68,000 0.03%
113 AMERICAN NATIONAL BANK & TRUST 8,000 64,000 0.03%
114 Creative Planning 5,973 47,000 0.02%
115 Tower Research Capital LLC (TRC) 5,542 44,000 0.02%
116 BNP PARIBAS FINANCIAL MARKETS 5,171 41,109 0.02%
117 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,170 41,000 0.02%
118 Parallax Volatility Advisers, L.P. 4,000 32,000 0.01% Put
119 Vantage Investment Advisors, LLC 4,045 32,000 0.01%
120 UBS AG 3,500 28,000 0.01% Put
121 Carroll Financial Associates, Inc. 2,021 16,000 0.01%
122 BlackRock Finance, Inc. 1,997 16,000 0.01%
123 B. Riley Wealth Management, Inc. 1,800 14,000 0.01%
124 NEW ENGLAND SECURITIES CORP /MA/ 1,468 12,000 0.01%
125 GLENMEDE TRUST CO NA 1,344 10,000 0.00%
126 Gary Goldberg Planning Services Inc 568 5,000 0.00%
127 REILLY FINANCIAL ADVISORS, LLC 600 5,000 0.00%
128 UBS AG 600 5,000 0.00% Call
129 SUMMIT SECURITIES GROUP LLC 18 4,000 0.00% Call
130 FARMERS & MERCHANTS INVESTMENTS INC 400 3,000 0.00%
131 MYCIO WEALTH PARTNERS, LLC 230 2,000 0.00%
132 Alexandria Capital, LLC 208 2,000 0.00%
133 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 240 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.