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NEWCASTLE INVT CORP NEW
NEWCASTLE INVT CORP NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 10 Institutional holders with a total value of $9,510,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VAN ECK ASSOCIATES CORP 396,538 5,028,000 52.87%
2 STATE STREET CORP 161,712 2,051,000 21.57%
3 SHIKIAR ASSET MANAGEMENT INC 74,632 946,000 9.95%
4 Winfield Associates, Inc. 42,985 545,000 5.73%
5 TUDOR INVESTMENT CORP ET AL 25,847 328,000 3.45%
6 MARSHALL WACE, LLP 21,608 274,000 2.88%
7 CAPITAL GUARDIAN TRUST CO 13,333 169,000 1.78%
8 DOHENY ASSET MANAGEMENT /CA 11,766 149,000 1.57%
9 EARNEST PARTNERS LLC 1,100 14,000 0.15%
10 Avior Wealth Management, LLC 466 6,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.