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NORTHERN DYNASTY MINERALS LTD COM
NORTHERN DYNASTY MINERALS LTD COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 85 Institutional holders with a total value of $63,380,918.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 HighTower Advisors, LLC 20,266 29,000 0.05%
52 TWO SIGMA ADVISERS, LP 19,710 28,000 0.04%
53 INDEPENDENT ADVISOR ALLIANCE 20,000 25,000 0.04%
54 BNP PARIBAS FINANCIAL MARKETS 16,726 23,918 0.04%
55 SPROTT INC. 16,000 23,000 0.04%
56 BlackRock Finance, Inc. 14,692 21,000 0.03%
57 Raymond James Financial Services Advisors, Inc. 14,033 20,000 0.03%
58 BARCLAYS PLC 14,424 20,000 0.03%
59 GRIMES & Co WEALTH MANAGEMENT, LLC 13,400 19,000 0.03%
60 SMITH, MOORE & CO. 13,360 19,000 0.03%
61 Bank of New York Mellon Corp 12,779 19,000 0.03%
62 ADVISOR GROUP, INC. 11,418 17,000 0.03%
63 CREDIT SUISSE AG/ 11,500 16,000 0.03%
64 PEAK6 Group LLC 10,353 15,000 0.02%
65 One Capital Management, LLC 10,000 14,000 0.02%
66 BLB&B Advisors, LLC 10,000 14,000 0.02%
67 CUTLER GROUP LLC / CA 9,295 13,000 0.02%
68 WELLS FARGO & COMPANY/MN 8,000 12,000 0.02%
69 BENJAMIN F. EDWARDS & COMPANY, INC. 7,800 11,000 0.02%
70 BENJAMIN F. EDWARDS & COMPANY, INC. 7,500 11,000 0.02% Call
71 IFP ADVISORS, INC 6,745 10,000 0.02%
72 CUTLER GROUP LLC / CA 27,900 10,000 0.02% Put
73 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,150 10,000 0.02%
74 Parallax Volatility Advisers, L.P. 3,080 4,000 0.01%
75 SCHRODER INVESTMENT MANAGEMENT GROUP 2,165 4,000 0.01%
76 GENEOS WEALTH MANAGEMENT INC. 1,900 2,000 0.00%
77 VERSANT CAPITAL MANAGEMENT, INC 2,000 2,000 0.00%
78 FNY Managed Accounts LLC 1,522 2,000 0.00%
79 CUTLER GROUP LLC / CA 5,000 1,000 0.00% Call
80 CWM, LLC 800 1,000 0.00%
81 US BANCORP \DE\ 1,000 1,000 0.00%
82 SEI INVESTMENTS CO 362 1,000 0.00%
83 ROYAL FUND MANAGEMENT, LLC 1,151 1,000 0.00%
84 Creative Planning 1,000 0 0.00% Call
85 CITIGROUP INC 22 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.