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NORTHERN TR CORP
NORTHERN TR CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 586 Institutional holders with a total value of $12,344,035,576.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 548,517 36,345,000 0.29%
52 BANK OF MONTREAL /CAN/ 543,633 36,022,000 0.29%
53 DEUTSCHE BANK AG\ 528,669 35,025,000 0.28%
54 BAIRD FINANCIAL GROUP, INC. 517,819 34,316,000 0.28%
55 TEACHERS ADVISORS, LLC 507,947 33,657,000 0.27%
56 MORGAN STANLEY 500,462 33,162,000 0.27%
57 BlackRock Investment Management, LLC 464,909 30,805,000 0.25%
58 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 451,035 29,886,000 0.24%
59 BlackRock Finance, Inc. 447,397 29,644,000 0.24%
60 Mitsubishi UFJ Trust & Banking Corp 445,527 29,521,000 0.24%
61 BALYASNY ASSET MANAGEMENT L.P. 442,202 29,300,000 0.24%
62 NORGES BANK 439,192 29,101,000 0.24%
63 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 414,451 27,462,000 0.22%
64 EMERALD ACQUISITION LTD. 400,962 26,548,000 0.22%
65 GLENMEDE TRUST CO NA 400,318 26,523,000 0.21%
66 GUGGENHEIM CAPITAL LLC 400,251 26,521,000 0.21%
67 SEGALL BRYANT & HAMILL, LLC 385,424 25,538,000 0.21%
68 ALLIANCEBERNSTEIN L.P. 383,509 25,411,000 0.21%
69 ADAGE CAPITAL PARTNERS GP, L.L.C. 379,600 25,152,000 0.20%
70 MACKENZIE FINANCIAL CORP 374,000 24,781,000 0.20%
71 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 366,377 24,276,000 0.20%
72 VIRGINIA RETIREMENT SYSTEMS ET Al 355,400 23,549,000 0.19%
73 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 340,029 22,530,000 0.18%
74 Mizuho Trust & Banking Co., Ltd. 333,006 22,065,000 0.18%
75 PRINCIPAL FINANCIAL GROUP INC 319,258 21,154,000 0.17%
76 RHUMBLINE ADVISERS 315,082 20,877,000 0.17%
77 PRUDENTIAL FINANCIAL INC 305,040 20,211,000 0.16%
78 PARAMETRIC PORTFOLIO ASSOCIATES LLC 303,396 20,103,000 0.16%
79 NICHOLAS COMPANY, INC. 297,390 19,705,000 0.16%
80 BNP PARIBAS FINANCIAL MARKETS 289,096 19,155,502 0.16%
81 AQR CAPITAL MANAGEMENT LLC 287,606 19,057,000 0.15%
82 JACOBS LEVY EQUITY MANAGEMENT, INC 287,401 19,043,000 0.15%
83 BlackRock Japan Co. Ltd 280,039 18,555,000 0.15%
84 Nationwide Fund Advisors 276,063 18,292,000 0.15%
85 Raymond James Financial Services Advisors, Inc. 248,382 16,459,000 0.13%
86 SEI INVESTMENTS CO 247,435 16,395,000 0.13%
87 CANADA LIFE ASSURANCE Co 244,398 16,162,000 0.13%
88 JANUS HENDERSON INVESTORS US LLC 243,500 16,134,000 0.13%
89 GABELLI FUNDS LLC 242,600 16,075,000 0.13%
90 APG Asset Management N.V. 240,308 15,923,000 0.13%
91 SPEECE THORSON CAPITAL GROUP INC 238,777 15,821,000 0.13%
92 LEVIN CAPITAL STRATEGIES, L.P. 232,698 15,419,000 0.12%
93 EARNEST PARTNERS LLC 231,008 15,307,000 0.12%
94 CREDIT AGRICOLE S A 227,188 15,054,000 0.12%
95 AMUNDI ASSET MANAGEMENT US, INC. 215,021 14,247,000 0.12%
96 BLACKROCK ADVISORS LLC 205,087 13,589,000 0.11%
97 DAVIS R M INC 204,863 13,574,000 0.11%
98 MANUFACTURERS LIFE INSURANCE COMPANY, THE 203,258 13,468,000 0.11%
99 Brandywine Global Investment Management, LLC 201,111 13,326,000 0.11%
100 Chevy Chase Trust Holdings, LLC 199,054 13,189,000 0.11%
Page 2 of 12

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.