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NORTHERN TRUST
NORTHERN TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 586 Institutional holders with a total value of $12,331,596,960.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 555,832 37,791,000 0.31%
52 BANK OF MONTREAL /CAN/ 513,961 34,943,000 0.28%
53 DEUTSCHE BANK AG\ 490,099 33,317,000 0.27%
54 CITADEL ADVISORS LLC 479,977 32,634,000 0.26%
55 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 469,625 31,930,000 0.26%
56 BlackRock Investment Management, LLC 469,361 31,912,000 0.26%
57 BlackRock Finance, Inc. 459,311 31,228,000 0.25%
58 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 454,835 30,924,000 0.25%
59 NEW YORK STATE COMMON RETIREMENT FUND 451,700 30,711,000 0.25%
60 Mitsubishi UFJ Trust & Banking Corp 449,362 30,552,000 0.25%
61 GUGGENHEIM CAPITAL LLC 419,395 28,515,000 0.23%
62 GLENMEDE TRUST CO NA 404,950 27,531,000 0.22%
63 TEACHERS ADVISORS, LLC 400,867 27,255,000 0.22%
64 Boston Trust Walden Corp 388,093 26,386,000 0.21%
65 MACKENZIE FINANCIAL CORP 386,057 26,248,000 0.21%
66 SEGALL BRYANT & HAMILL, LLC 384,224 26,123,000 0.21%
67 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 354,965 24,134,000 0.20%
68 NORGES BANK 371,490 24,124,000 0.20%
69 VIRGINIA RETIREMENT SYSTEMS ET Al 354,500 24,102,000 0.20%
70 BARCLAYS PLC 346,697 23,571,000 0.19%
71 Mizuho Trust & Banking Co., Ltd. 334,643 22,752,000 0.18%
72 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 326,632 22,208,000 0.18%
73 NICHOLAS COMPANY, INC. 320,320 21,778,000 0.18%
74 RHUMBLINE ADVISERS 320,168 21,768,000 0.18%
75 PRINCIPAL FINANCIAL GROUP INC 316,887 21,545,000 0.17%
76 PRUDENTIAL FINANCIAL INC 300,961 20,462,000 0.17%
77 SEI INVESTMENTS CO 300,928 20,460,000 0.17%
78 PARAMETRIC PORTFOLIO ASSOCIATES LLC 293,401 19,948,000 0.16%
79 AQR CAPITAL MANAGEMENT LLC 285,902 19,438,000 0.16%
80 BlackRock Japan Co. Ltd 283,241 19,258,000 0.16%
81 Nationwide Fund Advisors 272,321 18,515,000 0.15%
82 AMUNDI ASSET MANAGEMENT US, INC. 263,637 17,925,000 0.15%
83 SPEECE THORSON CAPITAL GROUP INC 261,879 17,805,000 0.14%
84 Raymond James Financial Services Advisors, Inc. 251,140 17,075,000 0.14%
85 CANADA LIFE ASSURANCE Co 249,125 16,920,000 0.14%
86 CITIGROUP INC 246,252 16,743,000 0.14%
87 GABELLI FUNDS LLC 242,600 16,494,000 0.13%
88 BNP PARIBAS FINANCIAL MARKETS 234,220 15,924,617 0.13%
89 EARNEST PARTNERS LLC 230,757 15,689,000 0.13%
90 JANUS HENDERSON INVESTORS US LLC 228,800 15,556,000 0.13%
91 Chevy Chase Trust Holdings, LLC 228,177 15,514,000 0.13%
92 LEVIN CAPITAL STRATEGIES, L.P. 225,534 15,334,000 0.12%
93 RAYMOND JAMES & ASSOCIATES 224,955 15,295,000 0.12%
94 DAVIS R M INC 224,911 15,292,000 0.12%
95 TWO SIGMA ADVISERS, LP 217,442 14,784,000 0.12%
96 MANUFACTURERS LIFE INSURANCE COMPANY, THE 211,755 14,396,000 0.12%
97 CREDIT AGRICOLE S A 210,772 14,330,000 0.12%
98 BLACKROCK ADVISORS LLC 207,918 14,136,000 0.11%
99 TWO SIGMA INVESTMENTS, LP 206,695 14,053,000 0.11%
100 State of Tennessee, Department of Treasury 205,042 13,941,000 0.11%
Page 2 of 12

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.