Dark
Light
System
Security
NORTHRIM BANCORP INC
NORTHRIM BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 57 Institutional holders with a total value of $114,401,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYCE & ASSOCIATES LP 615,726 16,378,000 14.32%
2 DIMENSIONAL FUND ADVISORS LP 429,296 11,419,000 9.98%
3 AMERIPRISE FINANCIAL INC 397,520 10,574,000 9.24%
4 BlackRock Institutional Trust Company, N.A. 260,781 6,937,000 6.06%
5 WEDBUSH SECURITIES INC 251,694 6,695,000 5.85%
6 ROYAL BANK OF CANADA 207,509 5,520,000 4.83%
7 KENNEDY CAPITAL MANAGEMENT LLC 185,869 4,944,000 4.32%
8 MANUFACTURERS LIFE INSURANCE COMPANY, THE 184,574 4,910,000 4.29%
9 VANGUARD GROUP INC 182,320 4,850,000 4.24%
10 LSV ASSET MANAGEMENT 161,874 4,305,000 3.76%
11 Private Capital Management, LLC 154,300 4,104,000 3.59%
12 Numeric Investors LLC 146,289 3,891,000 3.40%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 113,918 3,030,000 2.65%
14 MALTESE CAPITAL MANAGEMENT LLC 106,300 2,828,000 2.47%
15 RUSSELL FRANK CO/ 88,273 2,381,000 2.08%
16 RENAISSANCE TECHNOLOGIES LLC 75,906 2,019,000 1.76%
17 MORGAN STANLEY 64,444 1,715,000 1.50%
18 MUFG Americas Holdings Corp 61,920 1,647,000 1.44%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 50,668 1,348,000 1.18%
20 Pacific Ridge Capital Partners, LLC 49,681 1,322,000 1.16%
21 STIFEL FINANCIAL CORP 48,195 1,282,000 1.12%
22 AJO, LP 47,251 1,257,000 1.10%
23 DALTON GREINER HARTMAN MAHER & CO 43,689 1,162,000 1.02%
24 Foundry Partners, LLC 41,775 1,111,000 0.97%
25 GEODE CAPITAL MANAGEMENT, LLC 29,739 791,000 0.69%
26 MILLENNIUM MANAGEMENT LLC 27,063 720,000 0.63%
27 FRONTIER INVESTMENT MGMT CO 22,800 606,000 0.53%
28 DEUTSCHE BANK AG\ 22,270 592,000 0.52%
29 BlackRock Fund Advisors 20,898 556,000 0.49%
30 Bank of New York Mellon Corp 20,452 544,000 0.48%
31 NORTHERN TRUST CORP 20,293 540,000 0.47%
32 CORNERCAP INVESTMENT COUNSEL INC 19,320 514,000 0.45%
33 Invesco Ltd. 19,143 509,000 0.44%
34 GOLDMAN SACHS GROUP INC 13,679 364,000 0.32%
35 GSA CAPITAL PARTNERS LLP 13,200 351,000 0.31%
36 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 12,598 335,000 0.29%
37 TWO SIGMA ADVISERS, LP 12,500 333,000 0.29%
38 FIRST MANHATTAN CO. LLC. 12,058 320,000 0.28%
39 CHELSEA COUNSEL CO 11,508 306,000 0.27%
40 PARK CIRCLE Co 9,902 263,000 0.23%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,166 164,000 0.14%
42 WELLS FARGO & COMPANY/MN 5,034 133,000 0.12%
43 ACADIAN ASSET MANAGEMENT LLC 4,744 127,000 0.11%
44 BANK OF AMERICA CORP /DE/ 4,742 126,000 0.11%
45 AXA S.A. 3,900 104,000 0.09%
46 PRELUDE CAPITAL MANAGEMENT, LLC 3,700 98,000 0.09%
47 Brandywine Global Investment Management, LLC 3,658 98,000 0.09%
48 TIAA CREF INVESTMENT MANAGEMENT LLC 2,955 79,000 0.07%
49 UBS Group AG 2,254 60,000 0.05%
50 BLACKROCK ADVISORS LLC 1,757 47,000 0.04%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.