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NOVAGOLD RES INC
NOVAGOLD RES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 142 Institutional holders with a total value of $382,464,275.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Allen Investment Management, LLC 13,185 48,000 0.01%
102 BARCLAYS PLC 15,400 46,000 0.01% Call
103 BRAVE ASSET MANAGEMENT INC 12,500 45,000 0.01%
104 OSTERWEIS CAPITAL MANAGEMENT INC 12,100 44,000 0.01%
105 OPPENHEIMER & CO INC 12,000 43,000 0.01%
106 Trust Investment Advisors 12,000 43,000 0.01%
107 ACADIA TRUST NA 11,000 40,000 0.01%
108 TFS CAPITAL LLC 10,664 38,000 0.01%
109 Obermeyer Wealth Partners 10,000 36,000 0.01%
110 FIRST MANHATTAN CO. LLC. 9,000 32,000 0.01%
111 B. Riley Wealth Advisors, Inc. 8,500 31,000 0.01%
112 AMERICAN INTERNATIONAL GROUP, INC. 8,530 30,793 0.01%
113 MSI Financial Services Inc 7,179 26,000 0.01%
114 Blume Capital Management, Inc. 6,000 22,000 0.01%
115 Walleye Trading LLC 5,100 18,000 0.00% Put
116 ALLIANCEBERNSTEIN L.P. 4,785 17,000 0.00%
117 Tower Research Capital LLC (TRC) 4,220 15,000 0.00%
118 WFG Advisors, LP 4,000 14,000 0.00%
119 1832 Asset Management L.P. 3,160 12,000 0.00%
120 WOLVERINE ASSET MANAGEMENT LLC 120 11,000 0.00% Call
121 Walleye Trading LLC 2,920 11,000 0.00%
122 MANAGED ACCOUNT ADVISORS LLC 2,787 10,000 0.00%
123 CT Financial Advisors LLC 2,400 7,104 0.00%
124 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,000 7,000 0.00%
125 PRELUDE CAPITAL MANAGEMENT, LLC 1,800 6,000 0.00%
126 BANK OF AMERICA CORP /DE/ 1,500 5,000 0.00% Put
127 Parallax Volatility Advisers, L.P. 1,000 4,000 0.00% Put
128 FIRST FINANCIAL CORP /IN/ 1,000 4,000 0.00%
129 Lehman Financial Resources, Inc. 1,000 4,000 0.00%
130 FIFTH THIRD BANCORP 900 3,000 0.00%
131 Parallax Volatility Advisers, L.P. 714 3,000 0.00%
132 ENVESTNET ASSET MANAGEMENT INC 808 3,000 0.00%
133 ADIRONDACK TRUST CO 750 3,000 0.00%
134 Gemmer Asset Management LLC 800 3,000 0.00%
135 TORONTO DOMINION BANK 500 2,000 0.00% Call
136 UBS AG 500 2,000 0.00% Put
137 THOMPSON DAVIS & CO., INC. 500 2,000 0.00%
138 AMERIPRISE FINANCIAL INC 302 1,000 0.00%
139 Edge Wealth Management LLC 100 1,000 0.00%
140 MARK SHEPTOFF FINANCIAL PLANNING, LLC 274 1,000 0.00%
141 BNP PARIBAS FINANCIAL MARKETS 0 128 0.00%
142 US BANCORP \DE\ 40 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.