Dark
Light
System
Security
NOVAGOLD RES INC
NOVAGOLD RES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 127 Institutional holders with a total value of $353,040,177.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 FIFTH THIRD BANCORP 10,900 33,000 0.01%
102 USCA RIA LLC 10,223 31,000 0.01%
103 INVESTMENT CENTERS OF AMERICA INC 10,000 31,000 0.01%
104 B. Riley Wealth Advisors, Inc. 10,000 30,000 0.01%
105 Spot Trading L.L.C 9,600 29,000 0.01% Put
106 FIRST MANHATTAN CO. LLC. 9,000 27,000 0.01%
107 UBS AG 7,300 22,000 0.01% Call
108 Blume Capital Management, Inc. 6,000 18,000 0.01%
109 MARSHALL WACE, LLP 5,553 17,000 0.00%
110 ALLIANCEBERNSTEIN L.P. 4,400 13,000 0.00%
111 WFG Advisors, LP 4,000 12,000 0.00%
112 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,500 11,000 0.00%
113 UBS AG 2,000 6,000 0.00% Put
114 Walleye Trading LLC 1,300 4,000 0.00% Call
115 WealthTrust Fairport, LLC 1,400 4,000 0.00%
116 Lehman Financial Resources, Inc. 1,000 3,000 0.00%
117 WOLVERINE ASSET MANAGEMENT LLC 110 3,000 0.00% Call
118 Parallax Volatility Advisers, L.P. 1,000 3,000 0.00% Put
119 FIRST FINANCIAL CORP /IN/ 1,000 3,000 0.00%
120 US BANCORP \DE\ 1,040 3,000 0.00%
121 Gemmer Asset Management LLC 800 2,000 0.00%
122 DEUTSCHE BANK AG\ 900 2,000 0.00%
123 NEXT Financial Group, Inc 533 2,000 0.00%
124 ADIRONDACK TRUST CO 750 2,000 0.00%
125 Edge Wealth Management LLC 100 1,000 0.00%
126 Parallax Volatility Advisers, L.P. 395 1,000 0.00%
127 MARK SHEPTOFF FINANCIAL PLANNING, LLC 274 1,000 0.00%
Page 3 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.