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CONTRAFECT CORP COM
CONTRAFECT CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 35 Institutional holders with a total value of $35,714,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BAKER BROS. ADVISORS LP 4,045,876 7,283,000 20.39%
2 Cormorant Asset Management, LP 3,550,000 6,390,000 17.89%
3 ADAGE CAPITAL PARTNERS GP, L.L.C. 2,500,000 4,500,000 12.60%
4 FEDERATED HERMES, INC. 2,000,000 3,600,000 10.08%
5 Broadfin Capital, LLC 1,429,109 2,572,000 7.20%
6 Alyeska Investment Group, L.P. 1,250,000 2,250,000 6.30% Call
7 ORACLE INVESTMENT MANAGEMENT INC 1,182,032 2,128,000 5.96%
8 VANGUARD GROUP INC 1,019,332 1,835,000 5.14%
9 Birchview Capital, LP 725,082 1,305,000 3.65%
10 Alyeska Investment Group, L.P. 712,614 1,283,000 3.59%
11 Opus Point Partners Management, LLC 300,000 540,000 1.51%
12 WHITE PINE CAPITAL LLC 253,045 455,000 1.27%
13 Sunbelt Securities, Inc. 200,000 360,000 1.01%
14 WESTFIELD CAPITAL MANAGEMENT CO LP 149,600 269,000 0.75%
15 GOLDMAN SACHS GROUP INC 103,098 186,000 0.52%
16 BlackRock Finance, Inc. 97,549 176,000 0.49%
17 MILLENNIUM MANAGEMENT LLC 78,225 141,000 0.39%
18 GEODE CAPITAL MANAGEMENT, LLC 71,850 129,000 0.36%
19 LOEB PARTNERS CORP 25,725 46,000 0.13%
20 BROWN ADVISORY INC 25,000 45,000 0.13%
21 Bank of New York Mellon Corp 21,176 38,000 0.11%
22 ROCKEFELLER FINANCIAL SERVICES INC 20,251 36,000 0.10%
23 NORTHERN TRUST CORP 17,482 31,000 0.09%
24 KLINGENSTEIN FIELDS & CO LP 15,000 27,000 0.08%
25 AMG National Trust Bank 10,000 18,000 0.05%
26 LPL Financial LLC 10,000 18,000 0.05%
27 IFP ADVISORS, INC 6,000 11,000 0.03%
28 PNC FINANCIAL SERVICES GROUP, INC. 6,000 11,000 0.03%
29 UBS Group AG 4,935 9,000 0.03%
30 Creative Planning 5,000 9,000 0.03%
31 Tower Research Capital LLC (TRC) 2,543 5,000 0.01%
32 BANK OF AMERICA CORP /DE/ 1,550 3,000 0.01%
33 MORGAN STANLEY 1,550 3,000 0.01%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 1,000 2,000 0.01%
35 ROYAL BANK OF CANADA 8 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.