| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 107,966 | 1,384,000 | 16.94% | ||
| 2 | ROYAL BANK OF CANADA | 76,082 | 975,000 | 11.93% | ||
| 3 | UBS AG | 71,257 | 914,000 | 11.19% | ||
| 4 | LPL Financial LLC | 58,571 | 751,000 | 9.19% | ||
| 5 | HighVista Strategies LLC | 48,717 | 697,000 | 8.53% | ||
| 6 | WEDBUSH SECURITIES INC | 28,724 | 368,000 | 4.50% | ||
| 7 | DOLIVER ADVISORS, LP | 27,898 | 358,000 | 4.38% | ||
| 8 | AQR CAPITAL MANAGEMENT LLC | 27,574 | 353,000 | 4.32% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 24,025 | 308,000 | 3.77% | ||
| 10 | Karpus Management, Inc. | 21,793 | 279,000 | 3.41% | ||
| 11 | WELLS FARGO & COMPANY/MN | 21,700 | 278,000 | 3.40% | ||
| 12 | Dorsey & Whitney Trust CO LLC | 18,269 | 234,000 | 2.86% | ||
| 13 | TFS CAPITAL LLC | 14,905 | 191,000 | 2.34% | ||
| 14 | KMS FINANCIAL SERVICES, INC | 14,871 | 191,000 | 2.34% | ||
| 15 | IMA Advisory Services, Inc. | 13,000 | 167,000 | 2.04% | ||
| 16 | ALLIANCEBERNSTEIN L.P. | 10,300 | 132,000 | 1.62% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 10,128 | 129,000 | 1.58% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 8,884 | 114,000 | 1.40% | ||
| 19 | BANK OF MONTREAL /CAN/ | 6,000 | 77,000 | 0.94% | ||
| 20 | Thomas J. Herzfeld Advisors, Inc. | 5,000 | 64,000 | 0.78% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 3,748 | 48,049 | 0.59% | ||
| 22 | D.A. DAVIDSON & CO. | 3,200 | 41,000 | 0.50% | ||
| 23 | TCI Wealth Advisors, Inc. | 1,959 | 25,000 | 0.31% | ||
| 24 | BARCLAYS PLC | 1,945 | 23,000 | 0.28% | ||
| 25 | CITIGROUP INC | 1,815 | 23,000 | 0.28% | ||
| 26 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,600 | 21,000 | 0.26% | ||
| 27 | AMERIPRISE FINANCIAL INC | 1,283 | 16,000 | 0.20% | ||
| 28 | WealthTrust-Arizona, LLC | 636 | 8,000 | 0.10% | ||
| 29 | Tower Research Capital LLC (TRC) | 178 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
