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ASTERIAS BIOTHERAPEUTICS INC COM SER A
ASTERIAS BIOTHERAPEUTICS INC COM SER A. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 67 Institutional holders with a total value of $18,322,121.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MANUFACTURERS LIFE INSURANCE COMPANY, THE 182 0 0.00%
2 CUTLER GROUP LLC / CA 84 0 0.00%
3 Apriem Advisors 12 0 0.00%
4 MSI Financial Services Inc 34 0 0.00%
5 Financial Architects, Inc 120 0 0.00%
6 Stanford Investment Group, Inc. 20 0 0.00%
7 ASSETMARK, INC 13 0 0.00%
8 BANK OF MONTREAL /CAN/ 77 0 0.00%
9 ROYAL BANK OF CANADA 174 0 0.00%
10 CENTRAL TRUST Co 41 0 0.00%
11 VERSANT CAPITAL MANAGEMENT, INC 52 0 0.00%
12 WELLS FARGO & COMPANY/MN 138 0 0.00%
13 ADVISOR GROUP, INC. 110 0 0.00%
14 Glassman Wealth Services 4 0 0.00%
15 BARCLAYS PLC 53 0 0.00%
16 GLENMEDE TRUST CO NA 4 0 0.00%
17 Tradewinds Capital Management, LLC 2 0 0.00%
18 PNC FINANCIAL SERVICES GROUP, INC. 41 0 0.00%
19 FIRST MANHATTAN CO. LLC. 133 0 0.00%
20 Chicago Partners Investment Group LLC 16 0 0.00%
21 WEALTHPLAN PARTNERS, LLC 140 168 0.00%
22 Creative Planning 567 1,000 0.01%
23 WOLVERINE TRADING LP /BD 627 1,473 0.01%
24 GROUP ONE TRADING LLC 939 2,000 0.01%
25 FIFTH THIRD BANCORP 829 2,000 0.01%
26 UBS Group AG 715 2,000 0.01%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 689 2,000 0.01%
28 US BANCORP \DE\ 687 2,000 0.01%
29 BNP PARIBAS FINANCIAL MARKETS 892 2,141 0.01%
30 BANK OF AMERICA CORP /DE/ 1,281 3,000 0.02%
31 IFP ADVISORS, INC 1,335 3,000 0.02%
32 BlackRock Finance, Inc. 1,258 3,000 0.02%
33 CITIGROUP INC 2,868 6,000 0.03%
34 BLACKROCK ADVISORS LLC 6,138 15,000 0.08%
35 MORGAN STANLEY 7,284 17,000 0.09%
36 NEW YORK STATE COMMON RETIREMENT FUND 9,600 23,000 0.13%
37 Nationwide Fund Advisors 10,005 24,000 0.13%
38 RHUMBLINE ADVISERS 11,664 28,000 0.15%
39 DEUTSCHE BANK AG\ 13,070 31,000 0.17%
40 AMERICAN INTERNATIONAL GROUP, INC. 13,058 31,339 0.17%
41 RAYMOND JAMES & ASSOCIATES 14,078 34,000 0.19%
42 Spot Trading L.L.C 15,000 36,000 0.20% Call
43 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 15,125 37,000 0.20%
44 Virtu KCG Holdings LLC 19,551 47,000 0.26%
45 WEDBUSH SECURITIES INC 19,500 47,000 0.26%
46 CREDIT SUISSE AG/ 21,426 51,000 0.28%
47 SG Americas Securities, LLC 22,117 53,000 0.29%
48 SOCIETE GENERALE 22,117 53,000 0.29%
49 TEACHERS ADVISORS, LLC 24,956 60,000 0.33%
50 Manatuck Hill Partners, LLC 100,567 61,000 0.33%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.