| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,000 | 2,000 | 0.00% | PRN | |
| 2 | UBS Group AG | 2,000 | 2,000 | 0.00% | PRN | |
| 3 | ROYAL BANK OF CANADA | 4,000 | 3,000 | 0.00% | PRN | |
| 4 | CITIGROUP INC | 6,000 | 6,000 | 0.00% | PRN | |
| 5 | D.A. DAVIDSON & CO. | 6,000 | 6,000 | 0.00% | ||
| 6 | ADVISOR GROUP, INC. | 7 | 7,000 | 0.00% | PRN | |
| 7 | BANK OF AMERICA CORP /DE/ | 8,000 | 7,000 | 0.00% | PRN | |
| 8 | HighTower Advisors, LLC | 10,000 | 11,000 | 0.00% | PRN | |
| 9 | AMERIPRISE FINANCIAL INC | 13,000 | 14,000 | 0.00% | PRN | |
| 10 | Investors Capital Advisory Services | 25,000 | 27,000 | 0.01% | ||
| 11 | BlackRock Fund Advisors | 250,000 | 270,000 | 0.06% | PRN | |
| 12 | DEUTSCHE BANK AG\ | 359,000 | 387,000 | 0.09% | PRN | |
| 13 | ADVENT CAPITAL MANAGEMENT /DE/ | 852,000 | 892,000 | 0.20% | PRN | |
| 14 | WELLINGTON MANAGEMENT GROUP LLP | 1,573,000 | 1,699,000 | 0.38% | PRN | |
| 15 | JUPITER ASSET MANAGEMENT LTD | 5,500,000 | 5,500,000 | 1.22% | PRN | |
| 16 | Bluefin Trading, LLC | 62,900 | 6,793,000 | 1.50% | PRN | |
| 17 | THRIVENT FINANCIAL FOR LUTHERANS | 9,650,000 | 10,470,000 | 2.32% | ||
| 18 | CAPSTONE INVESTMENT ADVISORS, LLC | 10,000,000 | 10,835,000 | 2.40% | ||
| 19 | MACKAY SHIELDS LLC | 25,523,000 | 27,591,000 | 6.11% | PRN | |
| 20 | FRANKLIN RESOURCES INC | 33,000,000 | 35,682,000 | 7.90% | PRN | |
| 21 | GAM Holding AG | 38,128,000 | 41,122,000 | 9.10% | PRN | |
| 22 | Allianz Asset Management GmbH | 63,260,000 | 55,194,000 | 12.21% | PRN | |
| 23 | PRUDENTIAL PLC | 51,237,000 | 55,337,000 | 12.25% | ||
| 24 | WELLS FARGO & COMPANY/MN | 51,373,000 | 55,483,000 | 12.28% | PRN | |
| 25 | Invesco Ltd. | 54,653,000 | 59,026,000 | 13.06% | PRN | |
| 26 | NORTHERN TRUST CORP | 795,000 | 85,541,000 | 18.93% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
