| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NORTHERN TRUST CORP | 792,000 | 70,324,000 | 68.75% | ||
| 2 | Invesco Ltd. | 34,995,000 | 31,073,000 | 30.38% | PRN | |
| 3 | ADVENT CAPITAL MANAGEMENT /DE/ | 801,000 | 839,000 | 0.82% | PRN | |
| 4 | CITIGROUP INC | 17,000 | 15,000 | 0.01% | PRN | |
| 5 | AMERIPRISE FINANCIAL INC | 13,000 | 12,000 | 0.01% | PRN | |
| 6 | HighTower Advisors, LLC | 10,000 | 9,000 | 0.01% | PRN | |
| 7 | BANK OF AMERICA CORP /DE/ | 4,000 | 4,000 | 0.00% | PRN | |
| 8 | ROYAL BANK OF CANADA | 4,000 | 4,000 | 0.00% | PRN | |
| 9 | MORGAN STANLEY | 2,000 | 2,000 | 0.00% | PRN | |
| 10 | UBS Group AG | 2,000 | 2,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
