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NUVEEN S P 500 DYNAMIC OVERW
NUVEEN S P 500 DYNAMIC OVERW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 44 Institutional holders with a total value of $50,922,632.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 11 149 0.00%
2 WOLVERINE TRADING LP /BD 36 483 0.00%
3 Tower Research Capital LLC (TRC) 380 5,000 0.01%
4 BRONFMAN E.L. ROTHSCHILD, L.P. 444 6,000 0.01% PRN
5 Creative Planning 600 8,000 0.02%
6 MSI Financial Services Inc 1,065 14,000 0.03%
7 FineMark National Bank & Trust 1,200 16,000 0.03%
8 GENEOS WEALTH MANAGEMENT INC. 1,235 16,000 0.03%
9 SECURITY NATIONAL TRUST CO 1,675 23,000 0.05%
10 Chicago Partners Investment Group LLC 1,725 23,000 0.05%
11 North Star Investment Management Corp. 2,000 27,000 0.05%
12 ADVISOR GROUP, INC. 2,200 29,000 0.06%
13 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 5,047 69,000 0.14%
14 CITIGROUP INC 6,155 83,000 0.16%
15 D.A. DAVIDSON & CO. 7,475 101,000 0.20%
16 PNC FINANCIAL SERVICES GROUP, INC. 8,523 115,000 0.23%
17 US BANCORP \DE\ 10,000 135,000 0.27%
18 DEUTSCHE BANK AG\ 10,000 135,000 0.27%
19 Steigerwald, Gordon & Koch Inc. 10,000 135,000 0.27%
20 AMERIPRISE FINANCIAL INC 11,381 148,000 0.29%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,664 198,000 0.39%
22 ROYAL BANK OF CANADA 15,398 208,000 0.41%
23 Thomas J. Herzfeld Advisors, Inc. 16,878 228,000 0.45%
24 Concert Wealth Management Inc. 17,376 235,000 0.46%
25 AVIANCE CAPITAL MANAGEMENT, LLC 18,164 246,000 0.48%
26 VSR Financial Services, Inc. 20,000 270,000 0.53%
27 VICUS CAPITAL 21,390 289,000 0.57%
28 RAYMOND JAMES & ASSOCIATES 30,164 408,000 0.80%
29 SHEAFF BROCK INVESTMENT ADVISORS, LLC 37,461 506,000 0.99%
30 BANK OF AMERICA CORP /DE/ 37,503 507,000 1.00%
31 LPL Financial LLC 58,712 807,000 1.58%
32 Raymond James Financial Services Advisors, Inc. 63,555 859,000 1.69%
33 Aviance Capital Partners, LLC 81,665 1,104,000 2.17%
34 RELATIVE VALUE PARTNERS GROUP, LLC 100,005 1,352,000 2.66%
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 106,526 1,440,000 2.83%
36 Shaker Financial Services, LLC 109,712 1,483,000 2.91%
37 WELLS FARGO & COMPANY/MN 130,146 1,759,000 3.45%
38 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 135,894 1,837,000 3.61%
39 GUGGENHEIM CAPITAL LLC 157,365 2,127,000 4.18%
40 MORGAN STANLEY 242,377 3,276,000 6.43%
41 Advisors Asset Management, Inc. 432,046 5,841,000 11.47%
42 Invesco Ltd. 527,270 7,129,000 14.00%
43 UBS Group AG 646,575 8,742,000 17.17%
44 PARAMETRIC PORTFOLIO ASSOCIATES LLC 664,439 8,983,000 17.64%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.