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NUVEEN S P 500 DYNAMIC OVERW
NUVEEN S P 500 DYNAMIC OVERW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 36 Institutional holders with a total value of $41,615,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 775,866 11,172,000 26.85%
2 Invesco Ltd. 412,223 5,936,000 14.26%
3 Advisors Asset Management, Inc. 268,409 3,865,000 9.29%
4 MORGAN STANLEY 214,016 3,082,000 7.41%
5 WELLS FARGO & COMPANY/MN 203,041 2,923,000 7.02%
6 Raymond James Financial Services Advisors, Inc. 199,098 2,867,000 6.89%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 169,557 2,442,000 5.87%
8 Aviance Capital Partners, LLC 87,878 1,265,000 3.04%
9 LPL Financial LLC 79,949 1,150,000 2.76%
10 AMERIPRISE FINANCIAL INC 72,791 1,142,000 2.74%
11 SHEAFF BROCK INVESTMENT ADVISORS, LLC 42,340 610,000 1.47%
12 DAVENPORT & Co LLC 40,402 581,000 1.40%
13 RAYMOND JAMES & ASSOCIATES 38,833 559,000 1.34%
14 GUGGENHEIM CAPITAL LLC 38,619 556,000 1.34%
15 BANK OF AMERICA CORP /DE/ 37,787 544,000 1.31%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,206 463,000 1.11%
17 ROYAL BANK OF CANADA 32,032 461,000 1.11%
18 VICUS CAPITAL 22,199 320,000 0.77%
19 PNC FINANCIAL SERVICES GROUP, INC. 22,125 319,000 0.77%
20 Private Advisor Group, LLC 17,310 251,000 0.60%
21 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 15,815 228,000 0.55%
22 D.A. DAVIDSON & CO. 15,717 226,000 0.54%
23 US BANCORP \DE\ 9,600 138,000 0.33%
24 Thomas J. Herzfeld Advisors, Inc. 6,645 96,000 0.23%
25 FIRST COMMAND FINANCIAL SERVICES, INC. 6,600 95,000 0.23%
26 FIRST COMMAND BANK 6,600 95,000 0.23%
27 CITIGROUP INC 6,155 89,000 0.21%
28 North Star Investment Management Corp. 4,000 58,000 0.14%
29 SECURITY NATIONAL TRUST CO 1,675 24,000 0.06%
30 GENEOS WEALTH MANAGEMENT INC. 1,235 17,000 0.04%
31 ADVISOR GROUP, INC. 1,200 17,000 0.04%
32 Creative Planning 600 9,000 0.02%
33 IFP ADVISORS, INC 500 7,000 0.02%
34 NEXT Financial Group, Inc 262 4,000 0.01%
35 SEI INVESTMENTS CO 300 4,000 0.01%
36 ENVESTNET ASSET MANAGEMENT INC 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.