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NUVEEN S P 500 DYNAMIC OVERW
NUVEEN S P 500 DYNAMIC OVERW. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 36 Institutional holders with a total value of $47,927,652.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 234 3,000 0.01%
2 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 245 4,000 0.01%
3 IFP ADVISORS, INC 500 7,000 0.01%
4 Creative Planning 600 9,000 0.02%
5 Thomas J. Herzfeld Advisors, Inc. 1,040 15,000 0.03%
6 GENEOS WEALTH MANAGEMENT INC. 1,235 18,000 0.04%
7 SECURITY NATIONAL TRUST CO 1,675 25,000 0.05%
8 ADVISOR GROUP, INC. 2,100 31,000 0.06%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 3,933 58,000 0.12%
10 North Star Investment Management Corp. 4,000 59,000 0.12%
11 US BANCORP \DE\ 4,000 59,000 0.12%
12 CITIGROUP INC 7,597 113,000 0.24%
13 NewEdge Advisors, LLC 10,808 161,000 0.34%
14 MILLENNIUM MANAGEMENT LLC 13,083 194,000 0.40%
15 D.A. DAVIDSON & CO. 15,717 232,000 0.48%
16 BANK OF AMERICA CORP /DE/ 17,059 253,000 0.53%
17 VICUS CAPITAL 22,199 329,000 0.69%
18 PNC FINANCIAL SERVICES GROUP, INC. 22,813 339,000 0.71%
19 Private Advisor Group, LLC 27,285 405,000 0.85%
20 ROYAL BANK OF CANADA 32,793 486,000 1.01%
21 GUGGENHEIM CAPITAL LLC 35,260 523,000 1.09%
22 DAVENPORT & Co LLC 36,712 528,652 1.10%
23 RAYMOND JAMES & ASSOCIATES 35,978 533,000 1.11%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,906 547,000 1.14%
25 SHEAFF BROCK INVESTMENT ADVISORS, LLC 42,339 627,000 1.31%
26 Shaker Financial Services, LLC 48,808 723,000 1.51%
27 Aviance Capital Partners, LLC 84,598 1,254,000 2.62%
28 AMERIPRISE FINANCIAL INC 92,018 1,339,000 2.79%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 95,133 1,410,000 2.94%
30 LPL Financial LLC 236,760 3,492,000 7.29%
31 MORGAN STANLEY 239,767 3,554,000 7.42%
32 Raymond James Financial Services Advisors, Inc. 245,154 3,633,000 7.58%
33 Advisors Asset Management, Inc. 252,392 3,740,000 7.80%
34 WELLS FARGO & COMPANY/MN 354,580 5,254,000 10.96%
35 Invesco Ltd. 359,594 5,329,000 11.12%
36 UBS Group AG 852,949 12,641,000 26.38%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.