| 1 |
Karpus Management, Inc. |
836,056 |
10,777,000 |
20.26% |
|
|
| 2 |
MORGAN STANLEY |
677,763 |
8,736,000 |
16.43% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
485,066 |
6,252,000 |
11.76% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
365,543 |
4,712,000 |
8.86% |
|
|
| 5 |
UBS Group AG |
331,614 |
4,275,000 |
8.04% |
|
|
| 6 |
Advisors Asset Management, Inc. |
234,111 |
3,018,000 |
5.67% |
|
|
| 7 |
1607 Capital Partners, LLC |
196,723 |
2,536,000 |
4.77% |
|
|
| 8 |
Invesco Ltd. |
192,324 |
2,479,000 |
4.66% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
152,270 |
1,963,000 |
3.69% |
|
|
| 10 |
CORNERSTONE ADVISORS INC |
146,046 |
1,883,000 |
3.54% |
|
|
| 11 |
Raymond James Financial Services Advisors, Inc. |
107,141 |
1,381,000 |
2.60% |
|
|
| 12 |
AQR ARBITRAGE LLC |
65,200 |
840,000 |
1.58% |
|
|
| 13 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
44,348 |
572,000 |
1.08% |
|
|
| 14 |
WOLVERINE ASSET MANAGEMENT LLC |
39,965 |
515,000 |
0.97% |
|
|
| 15 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
35,375 |
457,000 |
0.86% |
|
|
| 16 |
Shaker Financial Services, LLC |
31,324 |
404,000 |
0.76% |
|
|
| 17 |
PNC FINANCIAL SERVICES GROUP, INC. |
31,150 |
401,000 |
0.75% |
|
|
| 18 |
DOLIVER ADVISORS, LP |
25,716 |
331,000 |
0.62% |
|
|
| 19 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
24,564 |
316,000 |
0.59% |
|
|
| 20 |
SHEPHERD KAPLAN KROCHUK, LLC |
21,120 |
272,000 |
0.51% |
|
|
| 21 |
VSR Financial Services, Inc. |
19,401 |
250,000 |
0.47% |
|
|
| 22 |
Arete Wealth Advisors, LLC |
14,250 |
184,000 |
0.35% |
|
|
| 23 |
LPL Financial LLC |
11,248 |
146,000 |
0.27% |
|
|
| 24 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
10,196 |
131,000 |
0.25% |
|
|
| 25 |
ROYAL BANK OF CANADA |
8,684 |
112,000 |
0.21% |
|
|
| 26 |
MSI Financial Services Inc |
3,530 |
46,000 |
0.09% |
|
|
| 27 |
Tower Research Capital LLC (TRC) |
2,660 |
34,000 |
0.06% |
|
|
| 28 |
MUFG Americas Holdings Corp |
2,499 |
32,000 |
0.06% |
|
|
| 29 |
PANAGORA ASSET MANAGEMENT INC |
1,722 |
22,000 |
0.04% |
|
|
| 30 |
Cypress Capital Management LLC (WY) |
1,500 |
19,335 |
0.04% |
|
|
| 31 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,400 |
18,046 |
0.03% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,335 |
17,000 |
0.03% |
|
|
| 33 |
SIGNATUREFD, LLC |
1,080 |
14,000 |
0.03% |
|
|
| 34 |
Thomas J. Herzfeld Advisors, Inc. |
1,000 |
13,000 |
0.02% |
|
|
| 35 |
WFG Advisors, LP |
780 |
10,000 |
0.02% |
|
|
| 36 |
D.A. DAVIDSON & CO. |
500 |
6,000 |
0.01% |
|
|
| 37 |
DELTA ASSET MANAGEMENT LLC/TN |
500 |
6,000 |
0.01% |
|
|
| 38 |
Winslow, Evans & Crocker, Inc. |
92 |
1,174 |
0.00% |
|
|
| 39 |
CITIGROUP INC |
47 |
1,000 |
0.00% |
|
|
