Dark
Light
System
Security
NUVEEN MUN OPPTY FD INC
NUVEEN MUN OPPTY FD INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 102 Institutional holders with a total value of $135,967,273.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,080,113 15,845,000 11.65%
2 Oxbow Advisors, LLC 780,396 11,448,000 8.42%
3 UBS Group AG 728,068 10,681,000 7.86%
4 MORGAN STANLEY 409,805 6,012,000 4.42%
5 Commonwealth Equity Services, Inc 336,862 4,942,000 3.63%
6 BANK OF AMERICA CORP /DE/ 316,646 4,645,000 3.42%
7 BB&T SECURITIES, LLC 30,813 4,520,000 3.32%
8 LPL Financial LLC 305,240 4,478,000 3.29%
9 GOLDMAN SACHS GROUP INC 288,132 4,227,000 3.11%
10 Advisors Asset Management, Inc. 284,913 4,180,000 3.07%
11 RIVERNORTH CAPITAL MANAGEMENT, LLC 282,842 4,149,000 3.05%
12 GUGGENHEIM CAPITAL LLC 274,648 4,029,000 2.96%
13 MARINER INVESTMENT GROUP LLC 270,190 3,964,000 2.92%
14 WELLS FARGO & COMPANY/MN 250,407 3,673,000 2.70%
15 UNITED SERVICES AUTOMOBILE ASSOCIATION 250,000 3,668,000 2.70%
16 MACKAY SHIELDS LLC 234,647 3,442,000 2.53%
17 Creative Planning 231,227 3,392,000 2.49%
18 Richard C. Young & CO., LTD. 214,606 3,148,000 2.32% SH
19 STIFEL FINANCIAL CORP 159,029 2,331,000 1.71%
20 Capital Investment Advisors, LLC 158,854 2,330,000 1.71%
21 JAMES INVESTMENT RESEARCH, INC. 144,270 2,116,000 1.56% PRN
22 PINNACLE ASSOCIATES LTD 125,557 1,842,000 1.35%
23 GOODWIN DANIEL L 102,666 1,506,000 1.11%
24 VAN ECK ASSOCIATES CORP 98,141 1,440,000 1.06%
25 Silver Lake Advisory, LLC 91,053 1,336,000 0.98%
26 Sequoia Financial Advisors, LLC 75,436 1,107,000 0.81%
27 AQR CAPITAL MANAGEMENT LLC 74,041 1,086,000 0.80%
28 Koshinski Asset Management, Inc. 71,480 1,049,000 0.77%
29 Cetera Advisor Networks LLC 60,600 892,000 0.66%
30 FIRST TRUST ADVISORS LP 60,004 880,000 0.65%
31 CIBC Private Wealth Group LLC 56,908 834,000 0.61%
32 DAVENPORT & Co LLC 50,756 744,594 0.55%
33 Brick & Kyle, Associates 46,550 683,000 0.50%
34 SG Americas Securities, LLC 41,163 604,000 0.44%
35 SIT INVESTMENT ASSOCIATES INC 39,100 574,000 0.42%
36 PNC FINANCIAL SERVICES GROUP, INC. 38,422 563,000 0.41%
37 Tradewinds Capital Management, LLC 37,558 551,000 0.41%
38 Cambridge Investment Research Advisors, Inc. 36,712 539,000 0.40%
39 ROYAL BANK OF CANADA 35,495 521,000 0.38%
40 LAZARD ASSET MANAGEMENT LLC 34,000 498,000 0.37% PRN
41 J.P. Morgan Private Wealth Advisors LLC 33,007 484,000 0.36%
42 Stratos Wealth Partners, LTD. 32,076 470,277 0.35%
43 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 31,266 459,000 0.34%
44 Allen Investment Management, LLC 29,783 437,000 0.32%
45 RAYMOND JAMES TRUST N.A. 29,561 433,000 0.32%
46 AMERIPRISE FINANCIAL INC 28,390 416,000 0.31%
47 RAYMOND JAMES & ASSOCIATES 28,307 415,000 0.31%
48 Robert W. Baird & Co. Inc 28,224 414,000 0.30%
49 GM Advisory Group, LLC 28,107 412,000 0.30%
50 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 27,700 406,000 0.30%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.