Dark
Light
System
Security
NUVEEN N C PREM INCOME MUN F
NUVEEN N C PREM INCOME MUN F. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 24 Institutional holders with a total value of $12,120,477.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 776 11,000 0.09%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,532 21,000 0.17%
3 Highlander Capital Management, LLC 1,600 21,888 0.18%
4 FIFTH THIRD BANCORP 2,646 36,000 0.30%
5 Tortoise Investment Management, LLC 4,500 62,000 0.51%
6 AMERICAN INTERNATIONAL GROUP, INC. 5,547 75,889 0.63%
7 ROYAL BANK OF CANADA 5,608 77,000 0.64%
8 FIRST MANHATTAN CO. LLC. 6,940 94,000 0.78%
9 BRAVE ASSET MANAGEMENT INC 8,500 116,000 0.96%
10 ALLIANCEBERNSTEIN L.P. 9,705 133,000 1.10%
11 Janney Montgomery Scott LLC 12,405 169,700 1.40%
12 B. Riley Wealth Advisors, Inc. 13,500 185,000 1.53%
13 LUCAS CAPITAL MANAGEMENT 14,631 200,000 1.65%
14 LPL Financial LLC 22,635 310,000 2.56%
15 AQR CAPITAL MANAGEMENT LLC 25,654 351,000 2.90%
16 Edge Wealth Management LLC 26,855 367,000 3.03%
17 WELLS FARGO & COMPANY/MN 29,451 403,000 3.32%
18 UBS AG 30,418 416,000 3.43%
19 DOLIVER ADVISORS, LP 54,529 746,000 6.15%
20 Advisors Asset Management, Inc. 58,855 805,000 6.64%
21 BANK OF AMERICA CORP /DE/ 76,788 1,050,000 8.66%
22 MORGAN STANLEY 78,722 1,077,000 8.89%
23 WOLVERINE ASSET MANAGEMENT LLC 98,634 1,349,000 11.13%
24 GUGGENHEIM CAPITAL LLC 295,558 4,044,000 33.37%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.