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NUVEEN N C PREM INCOME MUN F
NUVEEN N C PREM INCOME MUN F. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 24 Institutional holders with a total value of $12,816,754.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 291,965 4,129,000 32.22%
2 BANK OF AMERICA CORP /DE/ 111,757 1,580,000 12.33%
3 Advisors Asset Management, Inc. 94,725 1,339,000 10.45%
4 WOLVERINE ASSET MANAGEMENT LLC 82,556 1,167,000 9.11%
5 MORGAN STANLEY 51,833 733,000 5.72%
6 DOLIVER ADVISORS, LP 33,257 470,000 3.67%
7 WELLS FARGO & COMPANY/MN 31,071 439,000 3.43%
8 UBS AG 30,914 437,000 3.41%
9 AQR CAPITAL MANAGEMENT LLC 27,298 386,000 3.01%
10 Edge Wealth Management LLC 26,855 379,000 2.96%
11 BRAVE ASSET MANAGEMENT INC 23,500 332,000 2.59%
12 LPL Financial LLC 22,635 320,000 2.50%
13 B. Riley Wealth Advisors, Inc. 38,600 273,175 2.13%
14 LUCAS CAPITAL MANAGEMENT 17,648 250,000 1.95%
15 Janney Montgomery Scott LLC 12,428 175,730 1.37%
16 FIRST MANHATTAN CO. LLC. 6,940 98,000 0.76%
17 AMERICAN INTERNATIONAL GROUP, INC. 5,603 79,225 0.62%
18 Tortoise Investment Management, LLC 4,500 64,000 0.50%
19 ROYAL BANK OF CANADA 4,008 57,000 0.44%
20 FIFTH THIRD BANCORP 2,646 37,000 0.29%
21 Highlander Capital Management, LLC 1,600 22,624 0.18%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,555 22,000 0.17%
23 Financial Architects, Inc 1,000 14,000 0.11%
24 CITIGROUP INC 918 13,000 0.10%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.