Dark
Light
System
Security
NUVEEN N C PREM INCOME MUN F
NUVEEN N C PREM INCOME MUN F. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 24 Institutional holders with a total value of $12,816,754.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 918 13,000 0.10%
2 Financial Architects, Inc 1,000 14,000 0.11%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,555 22,000 0.17%
4 Highlander Capital Management, LLC 1,600 22,624 0.18%
5 FIFTH THIRD BANCORP 2,646 37,000 0.29%
6 ROYAL BANK OF CANADA 4,008 57,000 0.44%
7 Tortoise Investment Management, LLC 4,500 64,000 0.50%
8 AMERICAN INTERNATIONAL GROUP, INC. 5,603 79,225 0.62%
9 FIRST MANHATTAN CO. LLC. 6,940 98,000 0.76%
10 Janney Montgomery Scott LLC 12,428 175,730 1.37%
11 LUCAS CAPITAL MANAGEMENT 17,648 250,000 1.95%
12 B. Riley Wealth Advisors, Inc. 38,600 273,175 2.13%
13 LPL Financial LLC 22,635 320,000 2.50%
14 BRAVE ASSET MANAGEMENT INC 23,500 332,000 2.59%
15 Edge Wealth Management LLC 26,855 379,000 2.96%
16 AQR CAPITAL MANAGEMENT LLC 27,298 386,000 3.01%
17 UBS AG 30,914 437,000 3.41%
18 WELLS FARGO & COMPANY/MN 31,071 439,000 3.43%
19 DOLIVER ADVISORS, LP 33,257 470,000 3.67%
20 MORGAN STANLEY 51,833 733,000 5.72%
21 WOLVERINE ASSET MANAGEMENT LLC 82,556 1,167,000 9.11%
22 Advisors Asset Management, Inc. 94,725 1,339,000 10.45%
23 BANK OF AMERICA CORP /DE/ 111,757 1,580,000 12.33%
24 GUGGENHEIM CAPITAL LLC 291,965 4,129,000 32.22%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.