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NEWTEK BUSINESS SVCS CORP
NEWTEK BUSINESS SVCS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 35 Institutional holders with a total value of $41,101,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 469,480 8,319,000 20.24%
2 PERRITT CAPITAL MANAGEMENT INC 406,884 7,210,000 17.54%
3 Zelman Capital LLC 251,300 4,453,000 10.83%
4 ROYCE & ASSOCIATES LP 179,400 3,179,000 7.73%
5 UBS Group AG 176,724 3,132,000 7.62%
6 NORTHPOINTE CAPITAL LLC 145,507 2,578,000 6.27%
7 BARD ASSOCIATES INC 103,250 1,830,000 4.45%
8 MORGAN STANLEY 71,655 1,270,000 3.09%
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 66,518 1,179,000 2.87%
10 West Family Investments, Inc. 59,100 1,047,000 2.55%
11 GSA CAPITAL PARTNERS LLP 49,003 868,000 2.11%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 47,160 836,000 2.03%
13 RAYMOND JAMES & ASSOCIATES 40,830 724,000 1.76%
14 Catalyst Capital Advisors LLC 30,000 531,000 1.29%
15 Curi Capital, LLC 28,943 513,000 1.25%
16 MILLENNIUM MANAGEMENT LLC 26,300 466,000 1.13%
17 Nine Chapters Capital Management LLC 25,000 443,000 1.08%
18 ACG Wealth 23,338 414,000 1.01%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,500 363,000 0.88%
20 GOLDMAN SACHS GROUP INC 19,223 341,000 0.83%
21 Municipal Employees' Retirement System of Michigan 19,100 338,000 0.82%
22 Hillsdale Investment Management Inc. 14,700 260,000 0.63%
23 CHUBB CORP 13,300 236,000 0.57%
24 AQR CAPITAL MANAGEMENT LLC 11,586 205,000 0.50%
25 CITIGROUP INC 4,181 74,000 0.18%
26 LSV ASSET MANAGEMENT 4,140 73,000 0.18%
27 WELLS FARGO & COMPANY/MN 4,000 71,000 0.17%
28 OPUS INVESTMENT MANAGEMENT INC 2,400 43,000 0.10%
29 DEUTSCHE BANK AG\ 2,258 40,000 0.10%
30 Walleye Trading LLC 1,300 23,000 0.06%
31 BANK OF AMERICA CORP /DE/ 1,000 18,000 0.04%
32 Bray Capital Advisors 500 9,000 0.02%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 445 8,000 0.02%
34 CENTRAL TRUST Co 250 4,000 0.01%
35 Regal Investment Advisors LLC 200 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.