| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 204 | 7,000 | 0.00% | ||
| 102 | D.A. DAVIDSON & CO. | 140 | 4,000 | 0.00% | ||
| 103 | NEXT Financial Group, Inc | 100 | 3,000 | 0.00% | ||
| 104 | Transamerica Financial Advisors, LLC | 50 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
