| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Platinum Management (NY) LLC | 4,714,271 | 660,000 | 96.92% | ||
| 2 | UBS AG | 1,449 | 9,000 | 1.32% | ||
| 3 | CITIGROUP INC | 1,000 | 6,000 | 0.88% | ||
| 4 | Tower Research Capital LLC (TRC) | 679 | 4,000 | 0.59% | ||
| 5 | AMERIPRISE FINANCIAL INC | 110 | 1,000 | 0.15% | ||
| 6 | Ground Swell Capital, LLC | 234 | 1,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
