| 1 |
GREAT POINT PARTNERS LLC |
553,079 |
1,820,000 |
31.40% |
|
|
| 2 |
VANGUARD GROUP INC |
264,376 |
870,000 |
15.01% |
|
|
| 3 |
Weiss Multi-Strategy Advisers LLC |
177,658 |
584,000 |
10.07% |
|
|
| 4 |
Alyeska Investment Group, L.P. |
147,963 |
487,000 |
8.40% |
|
|
| 5 |
CITIGROUP INC |
105,884 |
348,000 |
6.00% |
|
|
| 6 |
RENAISSANCE TECHNOLOGIES LLC |
64,760 |
213,000 |
3.67% |
|
|
| 7 |
Anson Funds Management LP |
50,064 |
165,000 |
2.85% |
|
|
| 8 |
GEODE CAPITAL MANAGEMENT, LLC |
45,760 |
150,000 |
2.59% |
|
|
| 9 |
DEUTSCHE BANK AG\ |
41,260 |
135,000 |
2.33% |
|
|
| 10 |
MILLENNIUM MANAGEMENT LLC |
35,552 |
117,000 |
2.02% |
|
|
| 11 |
ROYAL BANK OF CANADA |
32,662 |
108,000 |
1.86% |
|
|
| 12 |
D. E. Shaw & Co., Inc. |
32,641 |
107,000 |
1.85% |
|
|
| 13 |
BlackRock Fund Advisors |
25,648 |
84,000 |
1.45% |
|
|
| 14 |
Spark Investment Management LLC |
26,000 |
84,000 |
1.45% |
|
|
| 15 |
GOLDMAN SACHS GROUP INC |
25,125 |
83,000 |
1.43% |
|
|
| 16 |
Paloma Partners Management Co |
19,506 |
64,000 |
1.10% |
|
|
| 17 |
HighTower Advisors, LLC |
18,278 |
60,000 |
1.04% |
|
|
| 18 |
A.R.T. Advisors, LLC |
17,988 |
59,000 |
1.02% |
|
|
| 19 |
Horizon Kinetics LLC |
18,000 |
59,000 |
1.02% |
|
|
| 20 |
NORTHERN TRUST CORP |
12,700 |
42,000 |
0.72% |
|
|
| 21 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
12,000 |
39,000 |
0.67% |
|
|
| 22 |
Janney Montgomery Scott LLC |
11,520 |
37,901 |
0.65% |
|
|
| 23 |
DIMENSIONAL FUND ADVISORS LP |
6,619 |
22,000 |
0.38% |
|
|
| 24 |
BANK OF AMERICA CORP /DE/ |
3,844 |
13,000 |
0.22% |
|
|
| 25 |
UBS Group AG |
4,003 |
13,000 |
0.22% |
|
|
| 26 |
BlackRock Investment Management, LLC |
2,119 |
7,000 |
0.12% |
|
|
| 27 |
GROUP ONE TRADING LLC |
1,880 |
6,000 |
0.10% |
|
|
| 28 |
MORGAN STANLEY |
1,852 |
6,000 |
0.10% |
|
|
| 29 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,000 |
4,000 |
0.07% |
|
|
| 30 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
787 |
3,000 |
0.05% |
|
|
| 31 |
SIMPLEX TRADING, LLC |
600 |
2,000 |
0.03% |
|
|
| 32 |
BARCLAYS PLC |
715 |
2,000 |
0.03% |
|
|
| 33 |
Dunvegan Associates, Inc. |
560 |
2,000 |
0.03% |
|
|
| 34 |
NEXT Financial Group, Inc |
450 |
1,000 |
0.02% |
|
|
