| # | % | |||||
|---|---|---|---|---|---|---|
| 501 | Carroll Financial Associates, Inc. | 124 | 7,000 | 0.00% | ||
| 502 | PEOPLES FINANCIAL SERVICES CORP. | 76 | 5,000 | 0.00% | ||
| 503 | Archford Capital Strategies, LLC | 74 | 4,385 | 0.00% | ||
| 504 | Tower Research Capital LLC (TRC) | 45 | 3,000 | 0.00% | ||
| 505 | Hudock, Inc. | 46 | 3,000 | 0.00% | ||
| 506 | First City Capital Management, Inc. | 36 | 2,133 | 0.00% | ||
| 507 | JNBA Financial Advisors | 27 | 2,000 | 0.00% | ||
| 508 | Tarbox Family Office, Inc. | 48 | 2,000 | 0.00% | ||
| 509 | NEW ENGLAND SECURITIES CORP /MA/ | 12 | 1,000 | 0.00% | ||
| 510 | DEUTSCHE BANK AG\ | 1,000 | 1,000 | 0.00% | Call | |
| 511 | Beacon Capital Management, Inc. | 9 | 1,000 | 0.00% | ||
| 512 | Cornerstone Advisors, Inc. | 24 | 1,000 | 0.00% | ||
| 513 | WOLVERINE ASSET MANAGEMENT LLC | 3 | 0 | 0.00% | Put |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
