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OPPENHEIMER HLDGS INC CL A NON VTG
OPPENHEIMER HLDGS INC CL A NON VTG. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 78 Institutional holders with a total value of $110,451,231.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GMT CAPITAL CORP 704,848 14,273,000 12.92%
2 VIRTUS CAPITAL ADVISERS, LLC 329,689 6,676,000 6.04%
3 DIMENSIONAL FUND ADVISORS LP 318,446 6,449,000 5.84%
4 VANGUARD GROUP INC 316,593 6,411,000 5.80%
5 Private Capital Management, LLC 312,733 6,333,000 5.73%
6 BlackRock Fund Advisors 240,181 4,864,000 4.40%
7 PERRITT CAPITAL MANAGEMENT INC 233,265 4,724,000 4.28%
8 ROYCE & ASSOCIATES LP 232,712 4,712,000 4.27%
9 NORTHERN TRUST CORP 225,434 4,566,000 4.13%
10 MACKENZIE FINANCIAL CORP 211,652 4,286,000 3.88%
11 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 209,991 4,252,000 3.85%
12 STATE STREET CORP 178,784 3,618,000 3.28%
13 Harvest Capital Strategies LLC 168,449 3,411,000 3.09%
14 Arbiter Partners Capital Management LLC 153,444 3,107,000 2.81%
15 BlackRock Institutional Trust Company, N.A. 144,278 2,922,000 2.65%
16 JPMORGAN CHASE & CO 99,452 2,014,000 1.82%
17 BRIDGEWAY CAPITAL MANAGEMENT, LLC 97,062 1,966,000 1.78%
18 LSV ASSET MANAGEMENT 95,384 1,931,000 1.75%
19 GEODE CAPITAL MANAGEMENT, LLC 73,636 1,490,000 1.35%
20 Bank of New York Mellon Corp 68,091 1,379,000 1.25%
21 WEDGE CAPITAL MANAGEMENT L L P/NC 67,000 1,357,000 1.23%
22 GSA CAPITAL PARTNERS LLP 58,623 1,187,000 1.07%
23 Counsel Portfolio Services Inc. 56,082 1,136,000 1.03%
24 MORGAN STANLEY 51,975 1,052,000 0.95%
25 NORGES BANK 50,000 1,012,000 0.92%
26 TIAA CREF INVESTMENT MANAGEMENT LLC 44,547 902,000 0.82%
27 Aviance Capital Partners, LLC 42,800 867,000 0.78%
28 TFS CAPITAL LLC 36,850 746,000 0.68%
29 WHITEBOX ADVISORS LLC 36,795 745,000 0.67%
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 35,800 725,000 0.66%
31 BlackRock Investment Management, LLC 33,762 684,000 0.62%
32 PRUDENTIAL FINANCIAL INC 31,549 639,000 0.58%
33 Mountain Lake Investment Management LLC 31,454 637,000 0.58%
34 ANALYTIC INVESTORS, LLC 30,719 622,000 0.56%
35 OPPENHEIMER & CO INC 29,751 603,000 0.55%
36 PARAMETRIC PORTFOLIO ASSOCIATES LLC 26,321 533,000 0.48%
37 OUTFITTER ADVISORS, LTD. 24,450 495,000 0.45%
38 Sterling Capital Management LLC 23,101 468,000 0.42%
39 AMG National Trust Bank 20,569 417,000 0.38%
40 CANNELL CAPITAL LLC 19,245 390,000 0.35%
41 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 18,834 381,000 0.34%
42 Invesco Ltd. 17,746 359,000 0.33%
43 CORNERCAP INVESTMENT COUNSEL INC 16,900 342,000 0.31%
44 ACADIAN ASSET MANAGEMENT LLC 16,403 332,000 0.30%
45 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 15,700 318,000 0.29%
46 LOS ANGELES CAPITAL MANAGEMENT LLC 15,455 313,000 0.28%
47 Numeric Investors LLC 15,317 310,000 0.28%
48 SUNTRUST BANKS INC 14,800 299,000 0.27%
49 TWO SIGMA INVESTMENTS, LP 14,601 296,000 0.27%
50 TEACHERS ADVISORS, LLC 14,589 295,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.