| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WBI INVESTMENTS, LLC | 4,544,869 | 109,895,000 | 82.84% | ||
| 2 | FDx Advisors, Inc. | 707,697 | 17,112,000 | 12.90% | ||
| 3 | ENVESTNET ASSET MANAGEMENT INC | 148,875 | 3,600,000 | 2.71% | ||
| 4 | LPL Financial LLC | 57,040 | 1,363,000 | 1.03% | ||
| 5 | CREDIT SUISSE AG/ | 27,500 | 665,000 | 0.50% | ||
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 1,104 | 26,694 | 0.02% | ||
| 7 | UBS Group AG | 109 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
