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ABSOLUTE SHS TR
ABSOLUTE SHS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 16 Institutional holders with a total value of $262,819,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WBI INVESTMENTS, LLC 8,519,203 211,271,000 80.39%
2 FDx Advisors, Inc. 950,148 23,563,000 8.97%
3 ADVISOR GROUP, INC. 507,714 12,590,000 4.79%
4 ENVESTNET ASSET MANAGEMENT INC 418,865 10,387,000 3.95%
5 CITADEL ADVISORS LLC 41,114 1,020,000 0.39%
6 Virtu KCG Holdings LLC 41,108 1,019,000 0.39%
7 JANE STREET GROUP, LLC 37,098 920,000 0.35%
8 Cetera Advisors LLC 20,941 520,000 0.20%
9 Cambridge Investment Research Advisors, Inc. 15,202 377,000 0.14%
10 PFLUG KOORY, LLC 12,937 321,000 0.12%
11 UBS Group AG 11,980 297,000 0.11%
12 MORGAN STANLEY 8,620 214,000 0.08%
13 ROYAL BANK OF CANADA 6,205 154,000 0.06%
14 SOWELL FINANCIAL SERVICES LLC 6,054 151,000 0.06%
15 ASSETMARK, INC 611 15,000 0.01%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.