| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NATIONAL PLANNING CORP | 433,766 | 16,049,000 | 60.70% | ||
| 2 | LPL Financial LLC | 205,410 | 7,602,000 | 28.75% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 26,592 | 989,000 | 3.74% | ||
| 4 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 16,636 | 619,000 | 2.34% | ||
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,903 | 406,000 | 1.54% | ||
| 6 | Private Advisor Group, LLC | 7,310 | 272,000 | 1.03% | ||
| 7 | Commonwealth Equity Services, Inc | 6,517 | 242,000 | 0.92% | ||
| 8 | CIBC BANK USA | 5,550 | 206,000 | 0.78% | ||
| 9 | NEXT Financial Group, Inc | 1,218 | 45,000 | 0.17% | ||
| 10 | PNC FINANCIAL SERVICES GROUP, INC. | 275 | 10,000 | 0.04% | ||
| 11 | Tower Research Capital LLC (TRC) | 48 | 2,000 | 0.01% | ||
| 12 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
