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ROYAL BANK OF CANADA EXCHANGE TRADED NOTES DUE JULY 19, 2034 LINKED TO THE
ROYAL BANK OF CANADA EXCHANGE TRADED NOTES DUE JULY 19, 2034 LINKED TO THE. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 5 Institutional holders with a total value of $4,822,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 206,000 2,301,000 47.72%
2 LPL Financial LLC 184,182 2,278,000 47.24%
3 JANE STREET GROUP, LLC 21,282 238,000 4.94%
4 MSI Financial Services Inc 451 5,000 0.10%
5 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.