| # | % | |||||
|---|---|---|---|---|---|---|
| 501 | NEXT Financial Group, Inc | 100 | 7,000 | 0.00% | ||
| 502 | TCI Wealth Advisors, Inc. | 71 | 5,000 | 0.00% | ||
| 503 | Cornerstone Advisors, Inc. | 55 | 4,000 | 0.00% | ||
| 504 | SYNOVUS FINANCIAL CORP | 65 | 4,000 | 0.00% | ||
| 505 | Winslow, Evans & Crocker, Inc. | 50 | 3,402 | 0.00% | ||
| 506 | JNBA Financial Advisors | 50 | 3,000 | 0.00% | ||
| 507 | Carroll Financial Associates, Inc. | 37 | 2,000 | 0.00% | ||
| 508 | Focused Wealth Management, Inc | 30 | 2,000 | 0.00% | ||
| 509 | LUPO SECURITIES, LLC | 15 | 1,020 | 0.00% | ||
| 510 | Hirtle Callaghan & Co LLC | 9 | 1,000 | 0.00% | ||
| 511 | M&T BANK CORP | 1,600 | 1,000 | 0.00% | Call | |
| 512 | Concert Wealth Management Inc. | 200 | 0 | 0.00% | Call | |
| 513 | WOLVERINE ASSET MANAGEMENT LLC | 1 | 0 | 0.00% | Put |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
