| # | % | |||||
|---|---|---|---|---|---|---|
| 901 | Tradewinds Capital Management, LLC | 359 | 14,000 | 0.00% | ||
| 902 | Corbenic Partners LLC | 359 | 14,000 | 0.00% | ||
| 903 | Legal & General Group Plc | 334 | 13,000 | 0.00% | ||
| 904 | Highlander Capital Management, LLC | 300 | 12,000 | 0.00% | ||
| 905 | FIRST MANHATTAN CO. LLC. | 320 | 12,000 | 0.00% | ||
| 906 | Page Arthur B | 263 | 11,000 | 0.00% | ||
| 907 | BRAVE ASSET MANAGEMENT INC | 239 | 10,000 | 0.00% | ||
| 908 | WELLS FARGO & COMPANY/MN | 10,300 | 5,000 | 0.00% | Put | |
| 909 | AGF INVESTMENTS INC. | 90 | 4,000 | 0.00% | ||
| 910 | ATWOOD & PALMER INC | 80 | 4,000 | 0.00% | ||
| 911 | Blume Capital Management, Inc. | 100 | 4,000 | 0.00% | ||
| 912 | Plante Moran Financial Advisors, LLC | 86 | 3,000 | 0.00% | ||
| 913 | Cable Hill Partners, LLC | 69 | 3,000 | 0.00% | ||
| 914 | CKW FINANCIAL GROUP | 40 | 2,000 | 0.00% | ||
| 915 | Hoxton Financial, Inc. | 39 | 2,000 | 0.00% | ||
| 916 | SUMMIT SECURITIES GROUP LLC | 24 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.