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PACIFIC ETHANOL INC
PACIFIC ETHANOL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 77 Institutional holders with a total value of $104,844,156.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Spot Trading L.L.C 13,000 203,000 0.19% Call
52 AQR CAPITAL MANAGEMENT LLC 12,700 198,000 0.19%
53 Private Advisor Group, LLC 10,762 168,000 0.16%
54 UBS AG 10,300 160,000 0.15% Put
55 BANK OF MONTREAL /CAN/ 10,047 157,000 0.15%
56 GOLDMAN SACHS GROUP INC 4,253 66,000 0.06%
57 WOLVERINE ASSET MANAGEMENT LLC 4,155 64,000 0.06%
58 BLACKROCK ADVISORS LLC 3,224 50,000 0.05%
59 WOLVERINE ASSET MANAGEMENT LLC 159 48,000 0.05% Put
60 Creative Planning 8,000 45,000 0.04% Call
61 PRELUDE CAPITAL MANAGEMENT, LLC 2,000 31,000 0.03%
62 TradeLink Global Equity LLC 1,000 16,000 0.02%
63 Tower Research Capital LLC (TRC) 638 10,000 0.01%
64 Quantbot Technologies LP 400 6,000 0.01%
65 DEUTSCHE BANK AG\ 357 5,000 0.00%
66 DIMENSIONAL FUND ADVISORS LP 264 4,000 0.00%
67 MANUFACTURERS LIFE INSURANCE COMPANY, THE 234 4,000 0.00%
68 FIFTH THIRD BANCORP 201 3,000 0.00%
69 ALLIANCEBERNSTEIN L.P. 119 2,000 0.00%
70 ROYAL BANK OF CANADA 72 1,000 0.00%
71 AMERICAN INTERNATIONAL GROUP, INC. 10 156 0.00%
72 D.A. DAVIDSON & CO. 1 0 0.00%
73 WELLS FARGO & COMPANY/MN 8 0 0.00%
74 FARMERS & MERCHANTS INVESTMENTS INC 7 0 0.00%
75 PNC FINANCIAL SERVICES GROUP, INC. 1 0 0.00%
76 CITIGROUP INC 18 0 0.00%
77 WASHINGTON TRUST BANK 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.