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PACIFIC ETHANOL INC
PACIFIC ETHANOL INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 139 Institutional holders with a total value of $209,386,444.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 HIGHBRIDGE CAPITAL MANAGEMENT LLC 11,300 71,000 0.03% Put
102 Gotham Asset Management, LLC 11,240 70,000 0.03%
103 COMMERCE BANK 11,040 69,000 0.03%
104 BlueCrest Capital Management Ltd 10,820 68,000 0.03%
105 GUGGENHEIM CAPITAL LLC 10,873 67,000 0.03%
106 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 10,169 64,000 0.03%
107 BARCLAYS PLC 7,400 46,000 0.02% Call
108 Legal & General Group Plc 6,296 39,000 0.02%
109 BNP PARIBAS FINANCIAL MARKETS 5,375 33,594 0.02%
110 CITIGROUP INC 5,300 33,000 0.02% Call
111 Ameritas Investment Partners, Inc. 3,609 23,000 0.01%
112 FIRST QUADRANT LLC/CA 3,173 20,000 0.01%
113 Walleye Trading LLC 3,014 19,000 0.01%
114 GILDER GAGNON HOWE & CO LLC 2,215 14,000 0.01%
115 CITIGROUP INC 2,100 13,000 0.01% Put
116 Quantbot Technologies LP 1,311 8,000 0.00%
117 Walleye Trading LLC 1,000 6,000 0.00% Call
118 CREATIVE FINANCIAL DESIGNS INC /ADV 776 5,000 0.00%
119 Tower Research Capital LLC (TRC) 690 4,000 0.00%
120 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 496 3,100 0.00%
121 UBS Group AG 525 3,000 0.00%
122 MEEDER ASSET MANAGEMENT INC 490 3,000 0.00%
123 CUTLER GROUP LLC / CA 9,700 3,000 0.00% Call
124 CITIGROUP INC 271 2,000 0.00%
125 Walleye Trading LLC 300 2,000 0.00% Put
126 ROYAL BANK OF CANADA 142 1,000 0.00%
127 Creative Planning 116 1,000 0.00%
128 BARCLAYS PLC 200 1,000 0.00% Put
129 TCI Wealth Advisors, Inc. 153 1,000 0.00%
130 WASHINGTON TRUST BANK 1 0 0.00%
131 ENVESTNET ASSET MANAGEMENT INC 4 0 0.00%
132 PNC FINANCIAL SERVICES GROUP, INC. 1 0 0.00%
133 LADENBURG THALMANN FINANCIAL SERVICES INC. 11 0 0.00%
134 REILLY FINANCIAL ADVISORS, LLC 1 0 0.00%
135 VIRTUS CAPITAL ADVISERS, LLC 0 0 0.00%
136 IFP ADVISORS, INC 1 0 0.00%
137 EDMOND DE ROTHSCHILD HOLDING S.A. 38 0 0.00%
138 V WEALTH MANAGEMENT,LLC 2 0 0.00%
139 ADVISOR GROUP, INC. 10 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.