| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 1,409,537 | 6,272,000 | 58.79% | ||
| 2 | PERCEPTIVE ADVISORS LLC | 400,000 | 1,780,000 | 16.69% | ||
| 3 | VANGUARD GROUP INC | 323,152 | 1,438,000 | 13.48% | ||
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 61,269 | 272,000 | 2.55% | ||
| 5 | Spark Investment Management LLC | 59,200 | 262,000 | 2.46% | ||
| 6 | TFS CAPITAL LLC | 41,347 | 184,000 | 1.72% | ||
| 7 | M&T BANK CORP | 23,333 | 104,000 | 0.97% | ||
| 8 | NORTHERN TRUST CORP | 18,601 | 83,000 | 0.78% | ||
| 9 | Bank of New York Mellon Corp | 17,498 | 78,000 | 0.73% | ||
| 10 | HighTower Advisors, LLC | 12,266 | 54,000 | 0.51% | ||
| 11 | Virtu KCG Holdings LLC | 11,436 | 51,000 | 0.48% | ||
| 12 | Psagot Value Holdings Ltd. | 10,715 | 48,000 | 0.45% | ||
| 13 | UBS Group AG | 4,203 | 19,000 | 0.18% | ||
| 14 | TCI Wealth Advisors, Inc. | 1,100 | 5,000 | 0.05% | ||
| 15 | ROYAL BANK OF CANADA | 1,033 | 4,000 | 0.04% | ||
| 16 | Creative Planning | 1,000 | 4,000 | 0.04% | ||
| 17 | BANK OF MONTREAL /CAN/ | 1,000 | 4,000 | 0.04% | ||
| 18 | CITIGROUP INC | 958 | 4,000 | 0.04% | ||
| 19 | Tower Research Capital LLC (TRC) | 127 | 1,000 | 0.01% | ||
| 20 | US BANCORP \DE\ | 275 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
