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ENERGY FOCUS INC COM NEW
ENERGY FOCUS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 6 Institutional holders with a total value of $6,400,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CI Global Investments Inc. 800,000 4,656,000 72.75%
2 HERALD INVESTMENT MANAGEMENT Ltd 200,000 1,202,000 18.78%
3 State of New Jersey Common Pension Fund D 60,000 349,000 5.45%
4 GOLDMAN SACHS GROUP INC 29,494 172,000 2.69%
5 Tower Research Capital LLC (TRC) 2,892 17,000 0.27%
6 MORGAN STANLEY 666 4,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.