| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 257,000 | 231,000 | 80.31% | PRN | |
| 2 | Investors Capital Advisory Services | 29,000 | 26,000 | 9.04% | ||
| 3 | HighTower Advisors, LLC | 19,000 | 17,000 | 5.91% | PRN | |
| 4 | Wellesley Asset Management | 15,071 | 13,622 | 4.74% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
