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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 20 Institutional holders with a total value of $42,111,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 MSI Financial Services Inc 76 2,000 0.00%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 114 3,000 0.01%
4 IFP ADVISORS, INC 205 5,000 0.01%
5 ADVISOR GROUP, INC. 400 10,000 0.02%
6 UBS Group AG 8,407 210,000 0.50%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 9,560 239,000 0.57%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,426 285,000 0.68%
9 INVESTMENT CENTERS OF AMERICA INC 16,100 401,000 0.95%
10 MORGAN STANLEY 17,847 446,000 1.06%
11 LPL Financial LLC 20,866 519,000 1.23%
12 FCG ADVISORS, LLC 22,925 573,000 1.36%
13 Argentus Capital Management, LLC 24,910 622,000 1.48%
14 BANK OF AMERICA CORP /DE/ 30,952 774,000 1.84%
15 Brookstone Capital Management 66,953 1,672,000 3.97%
16 FLOW TRADERS U.S. LLC 207,245 5,178,000 12.30%
17 WELLS FARGO & COMPANY/MN 219,628 5,488,000 13.03%
18 JANE STREET GROUP, LLC 257,194 6,426,000 15.26%
19 ENVESTNET ASSET MANAGEMENT INC 370,315 9,252,000 21.97%
20 UNITED CAPITAL FINANCIAL ADVISORS, LLC 400,391 10,006,000 23.76%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.