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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 30 Institutional holders with a total value of $46,573,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 437,512 10,938,000 23.49%
2 WELLS FARGO & COMPANY/MN 411,469 10,287,000 22.09%
3 MORGAN STANLEY 185,578 4,640,000 9.96%
4 FDx Advisors, Inc. 108,820 2,721,000 5.84%
5 BANK OF AMERICA CORP /DE/ 105,130 2,628,000 5.64%
6 CITADEL ADVISORS LLC 86,057 2,151,000 4.62%
7 Brookstone Capital Management 75,872 1,897,000 4.07%
8 LEICHT FINANCIAL PLANNING & WEALTH MANAGEMENT, INC. 74,203 1,870,000 4.02%
9 JANE STREET GROUP, LLC 65,657 1,641,000 3.52%
10 PACIFIC WEALTH STRATEGIES GROUP, INC. 59,718 1,493,000 3.21%
11 WOLVERINE TRADING LP /BD 33,662 842,000 1.81%
12 Mirador Capital Partners LP 26,990 675,000 1.45%
13 LPL Financial LLC 26,748 671,000 1.44%
14 FCG ADVISORS, LLC 23,826 596,000 1.28%
15 Camelot Portfolios, LLC 21,296 532,000 1.14%
16 UBS Group AG 17,799 445,000 0.96%
17 INVESTMENT CENTERS OF AMERICA INC 17,500 440,000 0.94%
18 PRIVATE ADVISORY GROUP LLC 17,441 436,000 0.94%
19 ROYAL BANK OF CANADA 12,301 307,000 0.66%
20 FLOW TRADERS U.S. LLC 11,721 293,000 0.63%
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 11,682 292,000 0.63%
22 Cambridge Investment Research Advisors, Inc. 10,980 275,000 0.59%
23 AFFINITY WEALTH MANAGEMENT LLC 8,518 213,000 0.46%
24 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 8,092 202,000 0.43%
25 ADVISOR GROUP, INC. 1,400 35,000 0.08%
26 MSI Financial Services Inc 1,089 27,000 0.06%
27 Gradient Investments LLC 539 13,000 0.03%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 314 8,000 0.02%
29 IFP ADVISORS, INC 205 5,000 0.01%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.