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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 46 Institutional holders with a total value of $82,462,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 0 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 NEXT Financial Group, Inc 171 4,000 0.00%
4 Smithfield Trust Co 210 4,000 0.00%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 245 5,000 0.01%
6 ENVESTNET ASSET MANAGEMENT INC 290 6,000 0.01%
7 Financial Architects, Inc 689 14,000 0.02%
8 IFP ADVISORS, INC 2,347 48,000 0.06%
9 Creative Planning 2,389 49,000 0.06%
10 GLOBAL RETIREMENT PARTNERS, LLC 3,952 81,000 0.10%
11 SHARKEY, HOWES & JAVER 4,368 89,000 0.11%
12 Perigon Wealth Management, LLC 5,131 105,000 0.13%
13 First Fiduciary Investment Counsel, Inc. 7,000 143,000 0.17%
14 TRUST CO 9,914 203,000 0.25%
15 LPL Financial LLC 11,174 229,000 0.28%
16 LEICHT FINANCIAL PLANNING & WEALTH MANAGEMENT, INC. 13,785 285,000 0.35%
17 Virtu KCG Holdings LLC 17,790 364,000 0.44%
18 BAIRD FINANCIAL GROUP, INC. 17,836 365,000 0.44%
19 PRIVATE ADVISORY GROUP LLC 16,425 434,000 0.53%
20 STIFEL FINANCIAL CORP 21,816 443,000 0.54%
21 CMH WEALTH MANAGEMENT LLC 21,670 445,000 0.54%
22 OLIVER LUXXE ASSETS LLC 23,552 482,000 0.58%
23 MSI Financial Services Inc 26,520 543,000 0.66%
24 Vigilant Capital Management, LLC 27,320 559,000 0.68%
25 Linscomb Wealth, Inc. 32,589 667,000 0.81%
26 WOLVERINE TRADING LP /BD 33,230 680,000 0.82%
27 RAYMOND JAMES & ASSOCIATES 34,128 699,000 0.85%
28 Mirador Capital Partners LP 37,788 774,000 0.94%
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 45,492 931,000 1.13%
30 CRIBSTONE CAPITAL MANAGEMENT, LLC 49,730 1,022,000 1.24%
31 ROYAL BANK OF CANADA 49,966 1,023,000 1.24%
32 IMA Advisory Services, Inc. 51,263 1,049,000 1.27%
33 Janney Montgomery Scott LLC 55,843 1,143,000 1.39%
34 JANE STREET GROUP, LLC 62,585 1,281,000 1.55%
35 Carnegie Investment Counsel 72,336 1,491,000 1.81%
36 EASTERN BANK 90,831 1,859,000 2.25%
37 CITADEL ADVISORS LLC 94,512 1,935,000 2.35%
38 FIRST COMMAND FINANCIAL SERVICES, INC. 128,913 2,639,000 3.20%
39 FIRST COMMAND BANK 128,913 2,639,000 3.20%
40 ASSET DEDICATION, LLC 132,706 2,708,000 3.28%
41 COOKSON PEIRCE & CO INC 148,040 3,030,000 3.67% SH
42 UBS Group AG 188,011 3,849,000 4.67%
43 MORGAN STANLEY 428,883 8,779,000 10.65%
44 BANK OF AMERICA CORP /DE/ 481,525 9,857,000 11.95%
45 AFFINITY WEALTH MANAGEMENT LLC 704,135 14,414,000 17.48%
46 WELLS FARGO & COMPANY/MN 737,323 15,093,000 18.30%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.