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PDL BIOPHARMA INC
PDL BIOPHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 229 Institutional holders with a total value of $1,399,037,531.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 M Holdings Securities, Inc. 23,376 226,000 0.02%
152 NISA INVESTMENT ADVISORS, LLC 23,000 223,000 0.02%
153 Rotella Capital Management, Inc. 22,200 215,000 0.02%
154 BANCORPSOUTH INC 21,866 212,000 0.02%
155 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 21,131 205,000 0.01%
156 Quantbot Technologies LP 19,098 184,000 0.01%
157 PEAK6 Group LLC 18,800 182,000 0.01% Call
158 C M BIDWELL & ASSOCIATES LTD 17,335 168,000 0.01%
159 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 17,200 166,000 0.01%
160 BARINGS LLC 16,400 159,000 0.01%
161 STEVENS CAPITAL MANAGEMENT LP 16,305 158,000 0.01%
162 AMERIPRISE FINANCIAL INC 15,904 154,000 0.01%
163 Creative Planning 15,661 152,000 0.01%
164 AMALGAMATED BANK 15,669 152,000 0.01%
165 BARCLAYS PLC 16,800 151,000 0.01% Call
166 OPPENHEIMER & CO INC 14,710 142,000 0.01%
167 Ameritas Investment Partners, Inc. 14,391 139,000 0.01%
168 PRELUDE CAPITAL MANAGEMENT, LLC 13,800 134,000 0.01%
169 NATIXIS ADVISORS, LLC 13,765 133,000 0.01%
170 VIRTUS CAPITAL ADVISERS, LLC 13,704 133,000 0.01%
171 BlackRock Japan Co. Ltd 13,494 131,000 0.01%
172 CSS LLC/IL 13,100 127,000 0.01%
173 Nuveen Asset Management, LLC 12,954 125,000 0.01%
174 US BANCORP \DE\ 12,668 122,000 0.01%
175 Advisors Preferred, LLC 12,554 121,522 0.01%
176 CAPITAL FUND MANAGEMENT S.A. 12,400 120,000 0.01%
177 GATEWAY INVESTMENT ADVISERS LLC 12,181 118,000 0.01%
178 Quantitative Investment Management, LLC 12,100 117,000 0.01%
179 CITADEL ADVISORS LLC 11,979 116,000 0.01%
180 Investors Capital Advisory Services 11,691 113,000 0.01%
181 WFG Advisors, LP 11,666 113,000 0.01%
182 Crow Point Partners, LLC 13,330 111,000 0.01%
183 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,092 107,000 0.01%
184 Moors & Cabot, Inc. 10,300 102,000 0.01%
185 VSR Financial Services, Inc. 10,550 102,000 0.01%
186 PERCEPTIVE ADVISORS LLC 10,183 99,000 0.01%
187 GOLDMAN SACHS GROUP INC 9,500 92,000 0.01% Put
188 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 9,132 88,000 0.01%
189 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 6,800 66,000 0.00%
190 UBS AG 6,800 66,000 0.00% Call
191 CANADA LIFE ASSURANCE Co 6,084 59,000 0.00%
192 TEACHER RETIREMENT SYSTEM OF TEXAS 5,529 54,000 0.00%
193 FIRST MERCANTILE TRUST CO 5,417 52,000 0.00%
194 HOWE & RUSLING INC 4,745 46,000 0.00%
195 NATIONAL PLANNING CORP 27,000 45,000 0.00% Call
196 ENTERPRISE FINANCIAL SERVICES CORP 4,043 39,000 0.00%
197 COMMUNITY FINANCIAL SYSTEM, INC. 4,000 39,000 0.00%
198 NEW ENGLAND SECURITIES CORP /MA/ 3,085 30,000 0.00%
199 UBS AG 3,000 29,000 0.00% Put
200 North Star Investment Management Corp. 2,900 28,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.