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PENDRELL CORP
PENDRELL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 42 Institutional holders with a total value of $52,817,004.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 33,096,673 22,675,000 42.93%
2 HIGHLAND CAPITAL MANAGEMENT LP 16,525,372 11,322,000 21.44%
3 FARALLON CAPITAL MANAGEMENT LLC 8,539,243 5,850,000 11.08%
4 VANGUARD GROUP INC 4,539,863 3,110,000 5.89%
5 NEW YORK STATE COMMON RETIREMENT FUND 2,611,157 1,789,000 3.39%
6 Northern Right Capital Management, L.P. 1,963,985 1,346,000 2.55%
7 STEELHEAD PARTNERS LLC 1,651,253 1,131,000 2.14%
8 Ancora Advisors LLC 1,250,000 856,000 1.62%
9 RENAISSANCE TECHNOLOGIES LLC 1,193,300 818,000 1.55%
10 DIMENSIONAL FUND ADVISORS LP 825,810 566,000 1.07%
11 GEODE CAPITAL MANAGEMENT, LLC 814,357 557,000 1.05%
12 D. E. Shaw & Co., Inc. 687,001 471,000 0.89%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 599,300 411,000 0.78%
14 PRUDENTIAL FINANCIAL INC 530,100 360,000 0.68%
15 DEUTSCHE BANK AG\ 299,831 205,000 0.39%
16 NORTHERN TRUST CORP 284,518 195,000 0.37%
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 216,654 149,000 0.28%
18 BlackRock Institutional Trust Company, N.A. 211,220 145,000 0.27%
19 GOLDMAN SACHS GROUP INC 193,516 133,000 0.25%
20 Bank of New York Mellon Corp 181,904 125,000 0.24%
21 Spark Investment Management LLC 148,900 102,000 0.19%
22 CLARIUS GROUP, LLC 108,425 75,000 0.14%
23 STATE STREET CORP 86,781 59,000 0.11%
24 Nationwide Fund Advisors 81,500 56,000 0.11%
25 RBF Capital, LLC 72,800 50,000 0.09%
26 REGENTATLANTIC CAPITAL LLC 61,322 42,000 0.08%
27 UBS Group AG 40,242 28,000 0.05%
28 FMR LLC 38,672 26,000 0.05%
29 BlackRock Fund Advisors 36,426 25,000 0.05%
30 Tower Research Capital LLC (TRC) 34,736 23,000 0.04%
31 OXFORD ASSET MANAGEMENT LLP 32,573 22,000 0.04%
32 Teton Advisors, Inc. 30,000 21,000 0.04%
33 BLACKROCK ADVISORS LLC 28,997 20,000 0.04%
34 BANK OF AMERICA CORP /DE/ 15,251 11,000 0.02%
35 TWO SIGMA ADVISERS, LP 15,269 10,000 0.02%
36 INGALLS & SNYDER LLC 12,500 9,000 0.02%
37 TWO SIGMA SECURITIES, LLC 11,425 8,000 0.02%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,195 8,000 0.02%
39 Connor, Clark & Lunn Investment Management Ltd. 10,000 7,000 0.01%
40 PNC FINANCIAL SERVICES GROUP, INC. 1,735 1,000 0.00%
41 BNP PARIBAS FINANCIAL MARKETS 6 4 0.00%
42 NEXT Financial Group, Inc 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.