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PENFORD CORP
PENFORD CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 48 Institutional holders with a total value of $104,131,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Amici Capital, LLC 1,232,823 16,236,000 15.59%
2 PRICE T ROWE ASSOCIATES INC /MD/ 1,119,100 14,739,000 14.15%
3 HEARTLAND ADVISORS INC 954,872 12,576,000 12.08%
4 DIMENSIONAL FUND ADVISORS LP 861,262 11,343,000 10.89%
5 THB ASSET MANAGEMENT 602,462 7,934,000 7.62%
6 WELLINGTON MANAGEMENT GROUP LLP 543,425 7,157,000 6.87%
7 BlackRock Institutional Trust Company, N.A. 360,018 4,741,000 4.55%
8 SEGALL BRYANT & HAMILL, LLC 343,444 4,523,000 4.34%
9 PERRITT CAPITAL MANAGEMENT INC 323,479 4,260,000 4.09%
10 VANGUARD GROUP INC 271,427 3,575,000 3.43%
11 Neuberger Berman Group LLC 217,800 2,867,000 2.75%
12 WELLS FARGO & COMPANY/MN 156,982 2,067,000 1.98%
13 Teton Advisors, Inc. 137,600 1,812,000 1.74%
14 GABELLI FUNDS LLC 120,033 1,581,000 1.52%
15 Lapides Asset Management, LLC 100,900 1,329,000 1.28%
16 Bank of New York Mellon Corp 68,086 897,000 0.86%
17 BRIDGEWAY CAPITAL MANAGEMENT, LLC 61,902 815,000 0.78%
18 Ancora Advisors LLC 54,430 717,000 0.69%
19 GEODE CAPITAL MANAGEMENT, LLC 45,864 604,000 0.58%
20 ROYAL BANK OF CANADA 32,817 432,000 0.41%
21 BlackRock Fund Advisors 29,837 393,000 0.38%
22 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 29,100 383,000 0.37%
23 MORGAN STANLEY 28,311 373,000 0.36%
24 NORTHERN TRUST CORP 25,736 339,000 0.33%
25 WEDGE CAPITAL MANAGEMENT L L P/NC 23,300 307,000 0.29%
26 GAMCO INVESTORS, INC. ET AL 20,600 271,000 0.26%
27 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 19,900 262,000 0.25%
28 OXFORD ASSET MANAGEMENT LLP 16,843 219,000 0.21%
29 Invesco Ltd. 13,802 182,000 0.17%
30 BANK OF AMERICA CORP /DE/ 13,556 179,000 0.17%
31 GOLDMAN SACHS GROUP INC 12,872 170,000 0.16%
32 UBS AG 12,305 163,000 0.16%
33 GSA CAPITAL PARTNERS LLP 11,890 157,000 0.15%
34 PRELUDE CAPITAL MANAGEMENT, LLC 8,500 112,000 0.11%
35 ACADIAN ASSET MANAGEMENT LLC 7,094 94,000 0.09%
36 BANK OF MONTREAL /CAN/ 6,949 91,000 0.09%
37 BlackRock Group LTD 4,189 55,000 0.05%
38 CITIGROUP INC 3,672 48,000 0.05%
39 Nationwide Fund Advisors 2,500 33,000 0.03%
40 BLACKROCK ADVISORS LLC 2,295 30,000 0.03%
41 BlackRock Investment Management, LLC 1,611 21,000 0.02%
42 EARNEST PARTNERS LLC 1,200 16,000 0.02%
43 TEACHERS ADVISORS, LLC 1,000 13,000 0.01%
44 MANUFACTURERS LIFE INSURANCE COMPANY, THE 613 8,000 0.01%
45 FEDERATED HERMES, INC. 407 5,000 0.00%
46 AMERIPRISE FINANCIAL INC 150 2,000 0.00%
47 Tower Research Capital LLC (TRC) 23 0 0.00%
48 BARCLAYS PLC 28 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.