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GWG HLDGS INC
GWG HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 7 Institutional holders with a total value of $61,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 5,313 42,000 68.85%
2 Creative Planning 2,000 16,000 26.23%
3 BlackRock Fund Advisors 186 1,000 1.64%
4 BlackRock Investment Management, LLC 178 1,000 1.64%
5 Tower Research Capital LLC (TRC) 66 1,000 1.64%
6 BARCLAYS PLC 4 0 0.00%
7 DEUTSCHE BANK AG\ 53 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.