| 1 |
Advisors Asset Management, Inc. |
462,939 |
6,495,000 |
14.98% |
|
|
| 2 |
UBS Group AG |
301,945 |
4,237,000 |
9.77% |
|
|
| 3 |
Yorktown Management & Research Co Inc |
256,058 |
3,592,000 |
8.28% |
|
|
| 4 |
Janney Montgomery Scott LLC |
243,302 |
3,414,000 |
7.87% |
|
|
| 5 |
MORGAN STANLEY |
204,454 |
2,868,000 |
6.61% |
|
|
| 6 |
West Family Investments, Inc. |
127,994 |
1,796,000 |
4.14% |
|
|
| 7 |
Muzinich & Co., Inc. |
128,008 |
1,795,000 |
4.14% |
|
|
| 8 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
112,563 |
1,579,000 |
3.64% |
|
|
| 9 |
Taylor Frigon Capital Management LLC |
105,011 |
1,479,000 |
3.41% |
|
|
| 10 |
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
104,260 |
1,463,000 |
3.37% |
|
|
| 11 |
JRM Investment Counsel, LLC |
103,621 |
1,454,000 |
3.35% |
|
|
| 12 |
BlackRock Group LTD |
78,485 |
1,101,000 |
2.54% |
|
|
| 13 |
STIFEL FINANCIAL CORP |
78,413 |
1,100,000 |
2.54% |
|
|
| 14 |
Texas Yale Capital Corp. |
76,794 |
1,077,000 |
2.48% |
|
|
| 15 |
OPTIMUM INVESTMENT ADVISORS |
60,844 |
854,000 |
1.97% |
|
|
| 16 |
Relative Value Partners, LLC |
60,646 |
851,000 |
1.96% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
56,378 |
791,000 |
1.82% |
|
|
| 18 |
CUE ADVISORY SERVICES, INC. |
55,400 |
775,000 |
1.79% |
|
|
| 19 |
DIALECTIC CAPITAL MANAGEMENT, LP |
50,000 |
702,000 |
1.62% |
|
|
| 20 |
TWO SIGMA INVESTMENTS, LP |
47,363 |
665,000 |
1.53% |
|
|
| 21 |
VSR Financial Services, Inc. |
45,600 |
640,000 |
1.48% |
|
|
| 22 |
AllSquare Wealth Management LLC |
45,300 |
636,000 |
1.47% |
|
|
| 23 |
CORRADO ADVISORS, LLC |
40,999 |
575,000 |
1.33% |
|
|
| 24 |
ZIONS BANCORPORATION |
35,000 |
491,000 |
1.13% |
|
|
| 25 |
BBR PARTNERS, LLC |
26,200 |
368,000 |
0.85% |
|
|
| 26 |
TWO SIGMA ADVISERS, LP |
20,177 |
283,000 |
0.65% |
|
|
| 27 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
19,843 |
278,000 |
0.64% |
|
|
| 28 |
JPMORGAN CHASE & CO |
17,500 |
246,000 |
0.57% |
|
|
| 29 |
AMERICAN INTERNATIONAL GROUP, INC. |
17,128 |
240,304 |
0.55% |
|
|
| 30 |
Nine Chapters Capital Management LLC |
15,500 |
217,000 |
0.50% |
|
|
| 31 |
GOLDMAN SACHS GROUP INC |
15,182 |
213,000 |
0.49% |
|
|
| 32 |
D. E. Shaw & Co., Inc. |
11,923 |
167,000 |
0.39% |
|
|
| 33 |
Dynamic Technology Lab Private Ltd |
11,645 |
163,000 |
0.38% |
|
|
| 34 |
Rotella Capital Management, Inc. |
10,078 |
141,000 |
0.33% |
|
|
| 35 |
ROYAL BANK OF CANADA |
9,355 |
131,000 |
0.30% |
|
|
| 36 |
JBF Capital, Inc. |
6,245 |
88,000 |
0.20% |
|
|
| 37 |
MUFG Securities EMEA plc |
5,559 |
78,000 |
0.18% |
|
|
| 38 |
MITSUBISHI UFJ SECURITIES (USA), Inc. |
5,559 |
78,000 |
0.18% |
|
|
| 39 |
WESTPORT RESOURCES MANAGEMENT INC |
3,458 |
49,000 |
0.11% |
|
|
| 40 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
2,608 |
37,000 |
0.09% |
|
|
| 41 |
Edge Wealth Management LLC |
2,000 |
28,000 |
0.06% |
|
|
| 42 |
INTEGRATED WEALTH MANAGEMENT |
2,000 |
28,000 |
0.06% |
|
|
| 43 |
WELLS FARGO & COMPANY/MN |
1,700 |
24,000 |
0.06% |
|
|
| 44 |
US BANCORP \DE\ |
1,645 |
23,000 |
0.05% |
|
|
| 45 |
PineBridge Investments, L.P. |
1,214 |
17,000 |
0.04% |
|
|
| 46 |
CITIGROUP INC |
1,038 |
14,000 |
0.03% |
|
|
| 47 |
Focused Wealth Management, Inc |
750 |
11,000 |
0.03% |
|
|
| 48 |
Tower Research Capital LLC (TRC) |
728 |
10,000 |
0.02% |
|
|
| 49 |
GLENMEDE TRUST CO NA |
458 |
6,000 |
0.01% |
|
|
